PSEC
Prospect Capital Corporation NASDAQ Listed Jul 27, 2004$2.21
+0.45%
vs $2.20
Mkt Cap $973.1M
52w Low $2.15
4.5% of range
52w High $3.47
50d MA $2.47
200d MA $2.65
P/E (TTM)
-1.6x
EV/EBITDA
—
P/B
0.3x
Debt/Equity
0.7x
ROE
-15.1%
P/FCF
1.9x
RSI (14)
32.80
ATR (14)
$0.08
Beta
0.83
50d MA
$2.47
200d MA
$2.65
Avg Volume
6.2M
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.
CIK (SEC)
Phone
212-448-0702
10 East 40th Street · New York City, NY 10016 · US
| Date | Time | Est | Rptd | Surp | Base | Gap% | D1% | D2% | D3% | D4% | D5% | Guide ▲★ |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| May 7, 2026 | AMC | 0.11 | 0.16 | +44.3% | 2.75 | -2.5% | -10.2% | -2.8% | -2.1% | -4.3% | -3.1% | — |
| Feb 9, 2026 | AMC | 0.10 | 0.19 | +82.3% | 2.61 | +1.1% | +10.3% | +0.7% | -0.3% | +5.5% | -1.3% | — |
| Nov 6, 2025 | AMC | 0.10 | 0.17 | +70.0% | 2.55 | +2.0% | +7.5% | +5.1% | -1.0% | -1.4% | -1.1% | — |
| Aug 26, 2025 | AMC | 0.13 | 0.17 | +30.8% | 2.83 | -1.8% | +2.5% | +0.0% | +2.8% | -2.3% | -0.7% | — |
| May 8, 2025 | AMC | 0.14 | 0.19 | +35.7% | 3.62 | +0.0% | -2.2% | +4.2% | -0.5% | -0.5% | -0.3% | — |
| Feb 10, 2025 | AMC | 0.14 | 0.20 | +42.9% | 4.17 | -0.2% | +2.9% | +1.4% | +0.2% | +0.2% | +1.8% | — |
| Nov 8, 2024 | AMC | 0.17 | 0.21 | +23.5% | 4.47 | -0.7% | -2.0% | -2.5% | +0.2% | +2.3% | +0.9% | — |
| Aug 28, 2024 | AMC | 0.18 | 0.25 | +38.9% | 5.02 | -0.8% | -0.4% | +4.6% | -1.3% | +1.0% | +0.4% | — |
| May 8, 2024 | AMC | 0.20 | 0.23 | +15.0% | 5.22 | +1.5% | +4.4% | +0.4% | +0.0% | +2.2% | +1.3% | — |
| Feb 8, 2024 | AMC | 0.22 | 0.24 | +9.1% | 5.81 | -1.0% | -6.9% | +0.2% | -1.7% | +1.7% | +5.2% | — |
| Nov 8, 2023 | AMC | 0.22 | 0.25 | +13.6% | 5.28 | +5.1% | +12.1% | -4.7% | -1.4% | +4.5% | +0.0% | — |
| Aug 29, 2023 | AMC | 0.21 | 0.23 | +9.5% | 6.04 | +0.8% | +0.5% | +0.5% | -0.8% | -1.2% | -0.7% | — |
| May 9, 2023 | AMC | 0.24 | 0.26 | +8.3% | 6.33 | +0.5% | -0.9% | -0.6% | -2.4% | +0.5% | +0.0% | — |
| Date | Firm | Action | Grade | Target | Base | Open | Gap% | D1% | D2% | D3% | D4% | D5% |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Aug 28 | Wells Fargo | Maintains | Underweight → Underweight | — | $2.90 | $2.86 | -1.4% | +0.0% | +2.8% | -2.3% | -0.7% | -0.3% |
| May 12 | Wells Fargo | Maintains | Underweight → Underweight | — | $3.54 | $3.59 | +1.4% | +4.2% | -0.5% | -0.5% | -0.3% | +1.4% |
| Apr 28 | Wells Fargo | Maintains | Underweight → Underweight | — | $3.69 | $3.65 | -1.1% | +0.0% | -2.7% | -0.6% | -0.8% | +1.7% |
| Aug 30 | Wells Fargo | Maintains | Underweight → Underweight | — | $5.00 | $5.00 | +0.0% | +4.6% | -1.3% | +1.0% | +0.4% | +1.0% |
| May 16 | Wells Fargo | Maintains | Underweight → Underweight | — | $5.66 | $5.63 | -0.5% | -0.9% | +0.9% | -0.7% | +1.2% | -0.2% |
| Jan 29 | Wells Fargo | Maintains | Underweight → Underweight | — | $6.19 | $6.18 | -0.2% | -0.5% | -2.3% | -2.7% | -1.0% | +0.7% |
| Apr 18 | Wells Fargo | Maintains | Underweight → Underweight | — | $6.94 | $6.96 | +0.3% | -1.6% | +0.7% | -0.9% | +0.7% | +0.1% |
| Feb 13 | Wells Fargo | Maintains | Underweight → Underweight | — | $7.55 | $7.56 | +0.1% | +1.2% | -0.3% | +0.4% | -0.3% | +0.4% |
| Nov 11 | Wells Fargo | Maintains | Underweight → Underweight | — | $7.40 | $7.47 | +0.9% | +2.4% | -0.8% | +0.7% | -0.1% | +0.1% |
| Oct 24 | Wells Fargo | Maintains | Underweight → Underweight | — | $6.95 | $6.99 | +0.6% | +2.3% | +2.8% | -1.6% | -0.4% | +1.1% |
| Apr 25 | Wells Fargo | Maintains | Underweight → Underweight | — | $8.19 | $8.18 | -0.1% | -1.3% | -5.6% | +2.8% | +0.1% | -1.9% |
| Nov 9 | Raymond James | Upgrade | Underperform → Market Perform | — | $8.77 | $8.80 | +0.3% | +1.8% | -0.8% | +0.9% | -0.7% | -0.2% |
| Aug 26 | Wells Fargo | Maintains | Underweight → Underweight | — | $8.22 | $8.14 | -1.0% | -2.2% | +0.5% | -1.4% | -0.4% | -0.1% |
| May 13 | Wells Fargo | Maintains | Underweight → Underweight | — | $7.62 | $7.70 | +1.0% | +2.8% | +2.7% | +1.4% | +1.3% | +0.1% |
| Jun 25 | Wells Fargo | Maintains | Underweight → Underweight | — | $5.27 | $5.22 | -0.9% | -4.2% | +0.4% | +0.0% | +0.8% | -1.0% |
| Apr 20 | Raymond James | Downgrade | Market Perform → Underperform | — | $4.17 | $4.02 | -3.6% | -6.0% | -2.6% | -0.3% | +5.0% | +5.0% |
| Jan 22 | Barclays | Downgrade | Equal Weight → Underweight | — | $6.76 | $6.67 | -1.3% | -2.8% | +0.2% | +1.5% | +1.8% | -0.4% |
| Nov 10 | BMO Capital | Maintains | Market Perform → Market Perform | — | $5.62 | $5.65 | +0.5% | +6.0% | +1.0% | +2.3% | +3.6% | +4.2% |
| Aug 30 | Raymond James | Upgrade | Underperform → Market Perform | — | $6.86 | $6.86 | +0.0% | -1.6% | -3.0% | +2.3% | +0.1% | +1.5% |
| May 11 | FBR Capital | Maintains | Market Perform → Perform | — | $8.53 | $8.43 | -1.2% | -4.5% | -1.7% | +1.4% | +1.4% | -0.7% |
| Jul 20 | National Securities | Downgrade | Neutral → Sell | — | $8.28 | $8.23 | -0.6% | -0.4% | +0.5% | +0.5% | +0.6% | +0.6% |
| Jul 20 | National Securities Corporation | Downgrade | Neutral → Sell | — | $8.28 | $8.23 | -0.6% | -0.4% | +0.5% | +0.5% | +0.6% | +0.6% |
| Apr 28 | Deutsche Bank | Downgrade | Buy → Hold | — | $7.55 | $7.47 | -1.1% | -1.6% | +0.7% | -0.7% | -0.1% | +0.0% |
| Feb 12 | Deutsche Bank | Maintains | Buy → Buy | — | $5.90 | $6.00 | +1.7% | +4.6% | +3.4% | +3.3% | +3.3% | +0.3% |
| Feb 11 | Raymond James | Downgrade | Market Perform → Underperform | — | $5.82 | $5.60 | -3.8% | +1.4% | +4.6% | +3.4% | +3.3% | +3.3% |
| Feb 10 | Cantor Fitzgerald | Maintains | Hold → Hold | — | $5.26 | $5.87 | +11.6% | +10.6% | +1.4% | +4.6% | +3.4% | +3.3% |
| Jan 29 | National Securities | Maintains | Neutral → Neutral | — | $6.05 | $6.06 | +0.2% | +0.3% | +1.0% | -1.6% | +0.5% | +0.7% |
| Jan 11 | Wells Fargo | Downgrade | Market Perform → Underperform | — | $6.90 | $6.89 | -0.1% | -4.9% | -3.2% | -3.8% | -0.8% | -1.7% |
| Aug 28 | Wunderlich | Maintains | Buy → Buy | — | $7.50 | $7.52 | +0.3% | +2.8% | -1.4% | -1.4% | +1.1% | +1.6% |
| Aug 28 | Wunderlich Securities | Maintains | Buy → Buy | — | $7.50 | $7.52 | +0.3% | +2.8% | -1.4% | -1.4% | +1.1% | +1.6% |
| Jul 1 | Cantor Fitzgerald | Maintains | Hold → Hold | — | $7.37 | $7.39 | +0.3% | +0.7% | +0.0% | -1.2% | +0.5% | -0.7% |
| May 8 | Barclays | Maintains | Equal Weight → Equal Weight | — | $8.04 | $8.06 | +0.2% | -0.7% | +0.1% | +0.8% | +1.4% | +0.4% |
| Feb 9 | Keefe, Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $8.63 | $8.62 | -0.1% | +0.1% | -0.1% | -1.7% | +1.4% | +0.8% |
| Feb 9 | Keefe Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $8.63 | $8.62 | -0.1% | +0.1% | -0.1% | -1.7% | +1.4% | +0.8% |
| Dec 18 | Barclays | Downgrade | Overweight → Equal Weight | — | $8.45 | $8.57 | +1.4% | +2.1% | +0.1% | -1.0% | +0.7% | -0.2% |
| Nov 13 | Keefe, Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $9.69 | $9.73 | +0.4% | -0.4% | +0.4% | -0.3% | +0.2% | -0.3% |
| Nov 13 | Keefe Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $9.69 | $9.73 | +0.4% | -0.4% | +0.4% | -0.3% | +0.2% | -0.3% |
| Aug 27 | Keefe, Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $10.56 | $10.41 | -1.4% | -2.2% | -0.7% | +0.5% | +0.1% | +0.0% |
| Aug 27 | Keefe Bruyette & Woods | Maintains | Market Perform → Market Perform | — | $10.56 | $10.41 | -1.4% | -2.2% | -0.7% | +0.5% | +0.1% | +0.0% |
| Aug 26 | Deutsche Bank | Maintains | Buy → Buy | — | $10.98 | $10.75 | -2.1% | -3.8% | -2.2% | -0.7% | +0.5% | +0.1% |
| May 29 | Evercore ISI | Upgrade | Underweight → Equal Weight | — | $9.97 | $9.95 | -0.2% | +0.3% | -0.6% | -0.7% | -2.1% | -0.2% |
| May 29 | Evercore Partners | Upgrade | Underweight → Equal Weight | — | $9.97 | $9.95 | -0.2% | +0.3% | -0.6% | -0.7% | -2.1% | -0.2% |
| Apr 10 | Guggenheim | Upgrade | Neutral → Buy | — | $10.82 | $10.91 | +0.8% | -0.5% | +0.2% | +0.5% | +0.1% | +0.2% |
| Apr 2 | Wunderlich | Maintains | Buy → Buy | — | $10.81 | $10.85 | +0.4% | +1.0% | -0.4% | -0.5% | -0.5% | -0.1% |
| Apr 2 | Wunderlich Securities | Maintains | Buy → Buy | — | $10.81 | $10.85 | +0.4% | +1.0% | -0.4% | -0.5% | -0.5% | -0.1% |
| Feb 4 | Wunderlich | Upgrade | Hold → Buy | — | $10.73 | $11.07 | +3.2% | +3.2% | -0.8% | +1.2% | +0.6% | +0.1% |
| Feb 4 | Wunderlich Securities | Upgrade | Hold → Buy | — | $10.73 | $11.07 | +3.2% | +3.2% | -0.8% | +1.2% | +0.6% | +0.1% |
| Jan 21 | MLV & Co. | Maintains | Buy → Buy | — | $11.21 | $11.29 | +0.7% | +0.7% | +0.4% | -0.1% | -1.2% | -1.2% |
| Dec 20 | Deutsche Bank | Maintains | Buy → Buy | — | $11.22 | $11.33 | +1.0% | +0.8% | +0.5% | +0.0% | -0.1% | -1.1% |
| Dec 5 | Wunderlich | Maintains | Hold → Hold | — | $11.11 | $11.08 | -0.3% | -0.2% | +0.7% | +0.2% | -0.3% | -0.4% |
| Date | Insider | Title | Type | Shares | Price | Value | Owned After | D1% | D5% |
|---|---|---|---|---|---|---|---|---|---|
| May 26, 2026 | Barry John FDir/Off | CHIEF EXECUTIVE OFFICER | Buy | 3,000 | $2.33 | $7K | 87,122,376 | +1.69% | +0.89% |
| May 26, 2026 | Barry John FDir/Off | CHIEF EXECUTIVE OFFICER | Buy | 430,000 | $2.32 | $1000K | 87,119,376 | +1.69% | +0.89% |
| May 22, 2026 | Barry John FDir/Off | CHIEF EXECUTIVE OFFICER | Buy | 32,000 | $2.29 | $73K | 86,689,350 | +1.28% | -6.61% |
| May 22, 2026 | Barry John FDir/Off | CHIEF EXECUTIVE OFFICER | Buy | 100,000 | $2.33 | $233K | 86,557,350 | +1.28% | -6.61% |
| May 21, 2026 | Barry John FDir/Off | CHIEF EXECUTIVE OFFICER | Buy | 100,000 | $2.28 | $228K | 86,357,350 | +0.86% | -1.63% |
8-K · 8.01
!! High
Unknown — 8-K 8.01: Material Event / Announcement
PSEC's vague 8-K disclosure lacks material details, suggesting either routine housekeeping or intentional opacity about a significant event, warranting investor scrutiny into the actual announcement's substance.
Mar 19
8-K
Prospect Capital Corporation -- 8-K Filing
Prospect Capital Corporation expanded its preferred stock issuance capacity to 105.9 million shares under its dealer manager agreement, enabling greater flexibility for future capital raises through preferred securities offerings.
Feb 11
8-K · 7.01
! Medium
Prospect Capital Corporation -- 8-K 7.01: Regulation FD Disclosure
Prospect Capital disclosed material non-public information to selected parties, potentially signaling upcoming announcements that could significantly impact PSEC's valuation or dividend sustainability that public shareholders should anticipate.
Feb 9
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|---|---|---|---|---|---|
| 1 | Two Sigma Investments, Lp | 15,849,407 | $41M | Added | Mar 2026 |
| 2 | Private Management Group Inc | 13,535,291 | $35M | Added | Mar 2026 |
| 3 | Independent Financial Group, Llc | 6,772,076 | $18M | Added | Mar 2026 |
| 4 | Morgan Stanley | 6,417,692 | $17M | Added | Dec 2025 |
| 5 | Ubs Group Ag | 5,473,368 | $14M | Added | Mar 2026 |
| 6 | Marshall Wace, Llp | 4,751,220 | $12M | Reduced | Mar 2026 |
| 7 | Eversource Wealth Advisors, Llc | 39,383 | $7M | Added | Mar 2026 |
| 8 | Private Advisor Group, Llc | 1,711,638 | $4M | — | Mar 2026 |
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| 10 | Tudor Investment Corp | 1,456,870 | $4M | New | Mar 2026 |
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| 12 | Commonwealth Equity Services, Llc | 663,035 | $2M | Added | Dec 2025 |
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| 14 | Bi Asset Management Fondsmaeglerselskab A/s | 520,592 | $1M | — | Mar 2026 |
| 15 | Raymond James Financial Inc | 499,760 | $1M | Added | Mar 2026 |
| 16 | Jane Street Group, Llc | 489,749 | $1M | Reduced | Dec 2025 |
| 17 | Kovack Advisors, Inc. | 468,541 | $1M | Added | Mar 2026 |
| 18 | Smh Capital Advisors Inc | 1,113 | $1M | Reduced | Mar 2026 |
| 19 | Dnb Asset Management As | 401,659 | $1M | — | Mar 2026 |
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Mutual Funds / ETFs (N-PORT) — Top 6
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|---|---|---|---|---|
| 1 | VanEck BDC Income ETF | 5,203,397 | $14M | Mar 2026 |
| 2 | Virtus Private Credit Strategy ETF | 470,560 | $1M | Jan 2026 |
| 3 | ProShares Global Listed Private Equity ETF | 62,106 | $169K | Feb 2026 |
| 4 | WHITEWOLF Publicly Listed Private Equity ETF | 42,795 | $119K | Jan 2026 |
| 5 | John Hancock High Yield ETF | 54,000 | $53K | Jan 2026 |
| 6 | Militia Long/Short Equity ETF | -3,373,796 | $-9176725 | Feb 2026 |
Valuation
Market Cap
$973.1M
Enterprise Value
$3.01B
P/E (TTM)
-1.64x
Forward P/E
4.70x
PEG Ratio
0.01x
P/B
0.33x
P/S
—
P/FCF
1.86x
EV/EBITDA
—
Shares Out
440.3M
Financials (TTM)
Revenue
-$276.8M
Net Income
-$469.9M
EBITDA
-$469.9M
Free Cash Flow
$523.2M
Op Cash Flow
$523.2M
EPS Basic
$-1.35
EPS Diluted
$-1.35
EPS Forward
$0.47
Gross Margin
147.0%
Op Margin
169.8%
Net Margin
169.8%
Balance Sheet
Total Assets
$6.80B
Total Liab.
$3.82B
Total Equity
$2.99B
Cash
$46.5M
LT Debt
$2.09B
Book Value/Sh
$6.79
Debt/Equity
0.70x
Current Ratio
0.51
Quick Ratio
0.51
Returns & Growth
ROE
-15.1%
ROA
-6.8%
ROIC
-7.0%
Rev Growth YoY
-159.2%
EPS Growth YoY
-370.0%
Price Returns
2W
+10.6%
1M
-11.1%
3M
-11.4%
6M
-8.7%
12M
-26.7%
Technicals
52W High
$3.47
52W Low
$2.15
50d MA
$2.47
200d MA
$2.65
RSI (14)
32.80
ATR (14)
$0.08
Beta
0.83
Avg Volume
6.2M
Dividends
Div Rate
$0.75
Div Yield
26.9%
Frequency
12
Ex-Div Date
Apr 28, 2026
Analyst Price Targets
Consensus
$2.50
High
$2.50
Low
$2.50
Median
$2.50
Data updated apr 26, 2026 8:57pm
· Source: financialmodelingprep.com