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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 11 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 EMXC ISHARES INC 5,960.0 $425K 0.02% -3K -31.5% $71.37 +42.6%
202 CIEN CIENA CORP Technology 2,505.0 $422K 0.02% -314.0 -11.1% $168.44 +159.3%
203 SPGI S&P GLOBAL INC Financial Services 866.0 $416K 0.02% -146.0 -14.4% $480.82 -13.1%
204 CDE COEUR MNG INC Basic Materials 18,610.0 $410K 0.02% -701.0 -3.6% $22.03 -20.4%
205 BUCK SIMPLIFY EXCHANGE TRADED FUN 17,098.0 $410K 0.02% -846.0 -4.7% $23.96 -1.9%
206 PSX PHILLIPS 66 Energy 3,090.0 $404K 0.02% -92.0 -2.9% $130.67 +27.9%
207 BKLN INVESCO EXCH TRADED FD TR II 19,228.0 $402K 0.02% -2K -11.1% $20.92 -2.1%
208 IWS ISHARES TR 2,858.0 $398K 0.02% -52.0 -1.8% $139.42 +15.8%
209 PDP INVESCO EXCHANGE TRADED FD T 3,177.0 $379K 0.02% -21.0 -0.7% $119.30 +24.9%
210 ABRDN ASIA PACIFIC INCOME FU 23,053.0 $372K 0.02% -262.0 -1.1% $16.14
211 BKNG BOOKING HOLDINGS INC Consumer Cyclical 71.0 $365K 0.02% -6.0 -7.8% $5145.96 -96.7%
212 MSI MOTOROLA SOLUTIONS INC Technology 807.0 $362K 0.02% -79.0 -8.9% $448.60 -10.7%
213 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 32,126.0 $360K 0.02% -6K -15.1% $11.21 -9.7%
214 FSEC FIDELITY MERRIMACK STR TR 8,035.0 $360K 0.02% -1K -14.1% $44.75 -2.2%
215 BBIN J P MORGAN EXCHANGE TRADED F 4,884.0 $350K 0.02% -195.0 -3.8% $71.64 +10.5%
216 ROK ROCKWELL AUTOMATION INC Industrials 994.0 $349K 0.02% -390.0 -28.2% $351.40 +30.5%
217 HEFA ISHARES TR 8,426.0 $343K 0.02% -468.0 -5.3% $40.73 +14.1%
218 IEF ISHARES TR 3,521.0 $343K 0.02% -719.0 -17.0% $97.44 -3.5%
219 PCN PIMCO CORPORATE & INCM STRG Financial Services 25,451.0 $341K 0.02% -5K -15.2% $13.38 -12.3%
220 VCR VANGUARD WORLD FD 865.0 $337K 0.02% -30.0 -3.4% $389.60 -0.6%
Page 11 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%