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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 4 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 QCOM QUALCOMM INC Technology 23,402.0 $3.9M 0.21% -1K -5.9% $166.93 +27.6%
62 SAN BANCO SANTANDER S.A. Financial Services 382,714.0 $3.8M 0.20% -181K -32.1% $9.87 +35.1%
63 SCHG SCHWAB STRATEGIC TR 115,004.0 $3.7M 0.20% -1K -1.2% $32.22 +3.9%
64 BAC BANK AMERICA CORP Financial Services 68,703.0 $3.6M 0.19% -3K -3.5% $52.00 +8.7%
65 IVE ISHARES TR 16,745.0 $3.5M 0.19% -826.0 -4.7% $208.35 +8.4%
66 V VISA INC Financial Services 9,850.0 $3.4M 0.18% -443.0 -4.3% $343.96 -3.2%
67 IYW ISHARES TR 17,194.0 $3.4M 0.18% -3K -16.8% $196.56 +25.3%
68 CVX CHEVRON CORP NEW Energy 21,124.0 $3.3M 0.18% -669.0 -3.1% $154.54 +14.9%
69 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 440,500.0 $3.2M 0.18% -132K -23.0% $7.37 -39.6%
70 SHY ISHARES TR 38,132.0 $3.2M 0.17% -1K -2.7% $83.06 -1.4%
71 USFR WISDOMTREE TR 61,613.0 $3.1M 0.17% -4K -5.6% $50.38 +0.1%
72 MU MICRON TECHNOLOGY INC Technology 14,527.0 $3.0M 0.16% -1K -7.5% $205.82 +406.8%
73 ARKF ARK ETF TR 52,523.0 $3.0M 0.16% -1K -2.7% $56.80 -30.2%
74 MGK VANGUARD WORLD FD 7,217.0 $2.9M 0.16% -53.0 -0.7% $407.29 -78.6%
75 ANET ARISTA NETWORKS INC Technology 18,966.0 $2.8M 0.15% -3K -12.4% $146.48 +12.6%
76 IWP ISHARES TR 18,864.0 $2.7M 0.15% -330.0 -1.7% $142.47 -1.3%
77 GE GE AEROSPACE Industrials 8,865.0 $2.7M 0.15% -324.0 -3.5% $302.46 +18.0%
78 EFV ISHARES TR 37,616.0 $2.6M 0.14% -4K -9.8% $68.50 +12.1%
79 QQQM INVESCO EXCH TRADED FD TR II 10,398.0 $2.6M 0.14% -330.0 -3.1% $247.58 +20.2%
80 VGT VANGUARD WORLD FD 3,228.0 $2.5M 0.13% -176.0 -5.2% $760.51 -84.6%
Page 4 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%