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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 6 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 HON HONEYWELL INTL INC Industrials 8,406.0 $1.7M 0.09% -17K -66.6% $207.01 +10.4%
102 GILD GILEAD SCIENCES INC Healthcare 14,174.0 $1.7M 0.09% -931.0 -6.2% $121.58 +3.2%
103 VYMI VANGUARD WHITEHALL FDS 19,861.0 $1.7M 0.09% -1K -6.1% $84.89 +18.4%
104 SOFI SOFI TECHNOLOGIES INC Financial Services 58,430.0 $1.7M 0.09% -5K -7.2% $28.63 -39.2%
105 JMST J P MORGAN EXCHANGE TRADED F 31,339.0 $1.6M 0.09% -14K -31.1% $50.97 -0.1%
106 PEP PEPSICO INC Consumer Defensive 10,453.0 $1.5M 0.08% -178.0 -1.7% $148.05 -4.4%
107 MCD MCDONALDS CORP Consumer Cyclical 5,009.0 $1.5M 0.08% -167.0 -3.2% $307.25 -7.6%
108 CDNS CADENCE DESIGN SYSTEM INC Technology 4,526.0 $1.5M 0.08% -1K -22.6% $329.64 +18.2%
109 AMAT APPLIED MATLS INC Technology 6,859.0 $1.5M 0.08% -4K -36.1% $215.07 +175.7%
110 IUSB ISHARES TR 31,199.0 $1.5M 0.08% -5K -14.4% $47.07 -2.3%
111 XLU SELECT SECTOR SPDR TR 15,941.0 $1.5M 0.08% -5K -22.7% $91.49 -51.4%
112 AGGH SIMPLIFY EXCHANGE TRADED FUN 69,252.0 $1.5M 0.08% -3K -3.6% $20.96 -3.6%
113 DFSI DIMENSIONAL ETF TRUST 35,436.0 $1.5M 0.08% -2K -4.9% $40.95 +12.0%
114 LOW LOWES COS INC Consumer Cyclical 5,647.0 $1.4M 0.08% -140.0 -2.4% $246.41 -11.8%
115 CSCO CISCO SYS INC Technology 19,038.0 $1.3M 0.07% -2K -10.5% $69.79 +68.1%
116 WM WASTE MGMT INC DEL Industrials 5,976.0 $1.3M 0.07% -1K -15.2% $215.98 +1.2%
117 EMR EMERSON ELEC CO Industrials 9,828.0 $1.3M 0.07% -291.0 -2.9% $130.76 +14.0%
118 DGRO ISHARES TR 17,828.0 $1.2M 0.07% -7K -28.0% $68.49 +9.5%
119 PH PARKER-HANNIFIN CORP Industrials 1,636.0 $1.2M 0.07% -716.0 -30.4% $742.33 +27.4%
120 UBER UBER TECHNOLOGIES INC Technology 12,532.0 $1.2M 0.06% -757.0 -5.7% $94.00 -24.6%
Page 6 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%