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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 24 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 F FORD MTR CO Consumer Cyclical 33,509.0 $402K 0.02% $11.99 +17.3%
462 AON AON PLC Financial Services 1,127.0 $401K 0.02% +6.0 +0.5% $356.00 -10.7%
463 XLRE SELECT SECTOR SPDR TR 9,390.0 $399K 0.02% +2K +34.8% $42.48 +3.2%
464 IWS ISHARES TR 2,858.0 $398K 0.02% -52.0 -1.8% $139.42 +16.9%
465 KMI KINDER MORGAN INC DEL Energy 14,440.0 $398K 0.02% +464.0 +3.3% $27.59 +14.5%
466 COWG PACER FDS TR 10,828.0 $390K 0.02% +5K +83.1% $36.02 +7.9%
467 SPYV SPDR SERIES TRUST 6,984.0 $390K 0.02% $55.79 +9.1%
468 TXN TEXAS INSTRS INC Technology 2,144.0 $387K 0.02% $180.63 +78.7%
469 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,331.0 $387K 0.02% $290.64 +1.4%
470 PDP INVESCO EXCHANGE TRADED FD T 3,177.0 $379K 0.02% -21.0 -0.7% $119.30 +26.5%
471 AA ALCOA CORP Basic Materials 9,625.0 $375K 0.02% +2K +26.6% $38.96 +52.4%
472 ABRDN ASIA PACIFIC INCOME FU 23,053.0 $372K 0.02% -262.0 -1.1% $16.14
473 SPMD SPDR SERIES TRUST 6,471.0 $370K 0.02% +601.0 +10.2% $57.19 +16.4%
474 HALO HALOZYME THERAPEUTICS INC Healthcare 5,529.0 $368K 0.02% +104.0 +1.9% $66.47 +3.1%
475 BKNG BOOKING HOLDINGS INC Consumer Cyclical 71.0 $365K 0.02% -6.0 -7.8% $5145.96 -96.7%
476 MSI MOTOROLA SOLUTIONS INC Technology 807.0 $362K 0.02% -79.0 -8.9% $448.60 -11.9%
477 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 32,126.0 $360K 0.02% -6K -15.1% $11.21 -9.5%
478 SCHO SCHWAB STRATEGIC TR 14,745.0 $360K 0.02% $24.40 -1.2%
479 FSEC FIDELITY MERRIMACK STR TR 8,035.0 $360K 0.02% -1K -14.1% $44.75 -1.9%
480 DPG DUFF & PHELPS UTLITY AND INF Financial Services 27,009.0 $358K 0.02% +6K +26.9% $13.25 +6.4%
Page 24 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%