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Portfolio (Quarterly) Guide ↗

Flaharty Asset Management, LLC

· CIK 0001697882
13F Portfolio $806M AUM 133 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4 New 44 Added 48 Reduced 12 Exited
Page 1 of 3  ·  48 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 XCEM COLUMBIA ETF TR II 757,268.0 $30.9M 3.84% -15K -2.0% $40.81 +34.3%
2 SDY SPDR SERIES TRUST 197,469.0 $28.8M 3.58% -1K -0.5% $145.94 +3.1%
3 IWF ISHARES TR 66,442.0 $28.3M 3.52% -2K -2.3% $426.40 -71.1%
4 XLI SELECT SECTOR SPDR TR 170,452.0 $27.6M 3.42% -2K -1.3% $161.73 +11.9%
5 RSPG INVESCO EXCHANGE TRADED FD T 243,438.0 $26.6M 3.31% -194K -44.4% $109.47 -11.2%
6 IWD ISHARES TR 124,484.0 $26.6M 3.30% -4K -2.9% $213.67 +13.3%
7 AVUV AMERICAN CENTY ETF TR 206,389.0 $22.8M 2.83% -3K -1.6% $110.47 +10.4%
8 IWO ISHARES TR 26,652.0 $8.4M 1.04% -854.0 -3.1% $313.81 +24.0%
9 IJJ ISHARES TR 59,328.0 $7.9M 0.98% -1K -1.8% $132.50 +9.3%
10 QQQ INVESCO QQQ TR Financial Services 9,473.0 $5.5M 0.68% -523.0 -5.2% $577.16 +28.3%
11 MSFT MICROSOFT CORP Technology 9,735.0 $3.6M 0.45% -1K -11.8% $370.18 +2.5%
12 RDVY FIRST TR EXCHANGE TRADED FD 51,522.0 $3.5M 0.44% -3K -4.8% $68.28 +15.9%
13 CAT CATERPILLAR INC Industrials 3,867.0 $2.7M 0.34% -383.0 -9.0% $708.54 +39.1%
14 SPY STATE STR SPDR S&P 500 ETF T Financial Services 3,982.0 $2.6M 0.32% -180.0 -4.3% $650.28 +14.8%
15 NVDA NVIDIA CORPORATION Technology 13,389.0 $2.3M 0.29% -1K -7.0% $174.40 +20.8%
16 DVY ISHARES TR 15,384.0 $2.3M 0.29% -1K -6.4% $151.41 +1.2%
17 GRID FIRST TR EXCHANGE-TRADED FD 12,874.0 $2.1M 0.26% -364.0 -2.8% $163.58 +19.0%
18 AAPL APPLE INC Technology 8,136.0 $2.1M 0.26% -458.0 -5.3% $253.79 +17.4%
19 JNJ JOHNSON & JOHNSON Healthcare 7,970.0 $1.9M 0.24% -4K -30.5% $244.44 -6.6%
20 FDN FIRST TR EXCHANGE-TRADED FD 7,496.0 $1.8M 0.22% -41.0 -0.5% $234.03 +13.5%
Page 1 of 3  ·  48 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.5%
Technology 29.6%
Healthcare 11.9%
Industrials 7.8%
Consumer Cyclical 5.7%
Communication Services 4.4%
Consumer Defensive 3.6%
Basic Materials 2.8%
Utilities 2.2%
Energy 1.7%