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Portfolio (Quarterly) Guide ↗

Flaharty Asset Management, LLC

· CIK 0001697882
13F Portfolio $806M AUM 133 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4 New 44 Added 48 Reduced 12 Exited
Page 7 of 7  ·  133 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 BSCT INVESCO EXCH TRD SLF IDX FD 13,600.0 $254K 0.03% $18.66 -0.3%
122 AON AON PLC Financial Services 768.0 $248K 0.03% $322.78 -1.6%
123 NEAR ISHARES U S ETF TR 4,810.0 $245K 0.03% $50.83 -0.5%
124 XLK SELECT SECTOR SPDR TR 1,828.0 $243K 0.03% -294.0 -13.8% $132.87 +44.1%
125 VZ VERIZON COMMUNICATIONS INC Communication Services 4,709.0 $236K 0.03% -1K -17.8% $50.20 -9.6%
126 WFC WELLS FARGO & CO Financial Services 2,961.0 $236K 0.03% $79.61 +3.3%
127 VTV VANGUARD INDEX FDS 1,125.0 $221K 0.03% $196.20 +10.3%
128 DIS DISNEY WALT CO Communication Services 2,188.0 $211K 0.03% +129.0 +6.3% $96.39 +7.8%
129 PROCAP FINL INC 37,000.0 $78K 0.01% $2.11
130 WEBULL CORP 15,765.0 $76K 0.01% $4.80
131 OPRT OPORTUN FINL CORP Financial Services 16,000.0 $74K 0.01% $4.61 +11.9%
132 PROCAP FINL INC 172,400.0 $48K 0.01% $0.28
133 NIOCORP DEVS LTD 10,000.0 $17K 0.00% $1.71
Page 7 of 7  ·  133 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.5%
Technology 29.6%
Healthcare 11.9%
Industrials 7.8%
Consumer Cyclical 5.7%
Communication Services 4.4%
Consumer Defensive 3.6%
Basic Materials 2.8%
Utilities 2.2%
Energy 1.7%