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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 6 of 19  ·  369 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 EQT EQT CORP Energy 26,980.0 $1.7M 0.09% +10K +55.3% $63.35 -9.3%
102 AMLP ALPS ETF TR 32,269.0 $1.7M 0.09% +918.0 +2.9% $52.38 +3.8%
103 DE DEERE & CO Industrials 2,922.0 $1.7M 0.09% +64.0 +2.2% $567.53 -0.6%
104 LVHI LEGG MASON ETF INVT 40,246.0 $1.6M 0.09% +2K +4.5% $40.64 +1.5%
105 BNDX VANGUARD CHARLOTTE FDS 33,024.0 $1.6M 0.09% +287.0 +0.9% $48.01 -0.7%
106 IWF ISHARES TR 3,570.0 $1.5M 0.08% +242.0 +7.3% $427.91 -71.1%
107 KLAC KLA CORP Technology 998.0 $1.5M 0.08% +22.0 +2.2% $1475.44 +19.1%
108 SPYI NEOS ETF TRUST 29,347.0 $1.5M 0.08% +15K +98.3% $49.54 +7.9%
109 COP CONOCOPHILLIPS Energy 11,101.0 $1.4M 0.08% +117.0 +1.1% $130.44 -4.8%
110 SANDISK CORP 2,048.0 $1.4M 0.08% +963.0 +88.8% $701.24
111 BSJR INVESCO EXCH TRD SLF IDX FD 62,990.0 $1.4M 0.07% +9K +17.4% $22.40 -0.3%
112 MPC MARATHON PETE CORP Energy 5,832.0 $1.4M 0.07% +684.0 +13.3% $241.34 +7.0%
113 FTXL FIRST TR EXCHANGE TRADED FD 9,066.0 $1.4M 0.07% +1K +15.7% $154.90 +47.5%
114 DXC DXC TECHNOLOGY CO Technology 110,292.0 $1.4M 0.07% +80K +258.9% $12.54 -26.0%
115 SOFI SOFI TECHNOLOGIES INC Financial Services 87,076.0 $1.4M 0.07% +3K +3.5% $15.63 -0.7%
116 IYH ISHARES TR 21,851.0 $1.4M 0.07% +353.0 +1.6% $62.11 -1.8%
117 BOND PIMCO ETF TR 14,957.0 $1.4M 0.07% +3K +24.3% $90.54 +0.6%
118 NEM NEWMONT CORP Basic Materials 11,884.0 $1.4M 0.07% +10K +436.3% $113.68 -3.5%
119 AIRR FIRST TR EXCHANGE TRADED FD 10,529.0 $1.4M 0.07% +7K +184.5% $128.29 -2.3%
120 DMAR FIRST TR EXCHNG TRADED FD VI 31,761.0 $1.4M 0.07% +17K +121.3% $42.52 +4.2%
Page 6 of 19  ·  369 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%