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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 47 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 KORP AMERICAN CENTY ETF TR 30,252.0 $1.4M 0.00% +4K +16.4% $46.61 -0.4%
922 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 35,644.0 $1.4M 0.00% +605.0 +1.7% $39.52 +6.7%
923 CM CANADIAN IMPERIAL BANK OF CO Financial Services 14,862.0 $1.4M 0.00% +6K +62.4% $94.76 +21.2%
924 DEO DIAGEO PLC Consumer Defensive 18,854.0 $1.4M 0.00% +7K +54.5% $74.46 +15.5%
925 MAS MASCO CORP Industrials 23,216.0 $1.4M 0.00% +2K +8.0% $60.37 +11.2%
926 ENFR ALPS ETF TR 36,662.0 $1.4M 0.00% +13K +55.5% $38.21 +4.4%
927 FIS FIDELITY NATL INFORMATION SV Technology 29,722.0 $1.4M 0.00% +9K +40.6% $46.91 -7.0%
928 MTBA SIMPLIFY EXCHANGE TRADED FUN 28,095.0 $1.4M 0.00% +24K +649.2% $49.46 -0.8%
929 UNM UNUM GROUP Financial Services 18,954.0 $1.4M 0.00% +2K +11.9% $73.03 +14.8%
930 IXJ ISHARES TR 14,791.0 $1.4M 0.00% +3K +20.7% $93.55 +0.6%
931 DHS WISDOMTREE TR 12,598.0 $1.4M 0.00% +358.0 +2.9% $109.23 +3.2%
932 PSEP INNOVATOR ETFS TRUST 31,885.0 $1.4M 0.00% +19K +151.7% $43.06 +5.9%
933 GENI GENIUS SPORTS LIMITED Communication Services 307,858.0 $1.4M 0.00% +106K +52.8% $4.43 +10.4%
934 WSM WILLIAMS SONOMA INC Consumer Cyclical 7,397.0 $1.3M 0.00% +928.0 +14.3% $182.36 -1.2%
935 EIS ISHARES INC 11,571.0 $1.3M 0.00% +11K +1067.6% $116.05 +14.4%
936 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 21,834.0 $1.3M 0.00% +5K +28.5% $61.35 -14.7%
937 AGD ABRDN GLOBAL DYNAMIC DIVIDEN Financial Services 123,577.0 $1.3M 0.00% +121K +3925.3% $10.80 +16.0%
938 IAUM ISHARES GOLD TR Financial Services 28,487.0 $1.3M 0.00% +23K +432.8% $46.70 -3.1%
939 FICO FAIR ISAAC CORP Technology 1,243.0 $1.3M 0.00% +37.0 +3.1% $1067.73 +15.0%
940 FRA BLACKROCK FLOATING RATE INCO Financial Services 120,323.0 $1.3M 0.00% +3K +2.6% $11.02 +0.1%
Page 47 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%