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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 49 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 SPMO INVESCO EXCH TRADED FD TR II 10,988.0 $1.2M 0.00% +6K +126.9% $112.12 +29.1%
962 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 18,312.0 $1.2M 0.00% +106.0 +0.6% $67.07 +25.0%
963 EVRG EVERGY INC Utilities 14,915.0 $1.2M 0.00% +4K +35.5% $81.93 +2.1%
964 WDS WOODSIDE ENERGY GROUP LTD Energy 51,124.0 $1.2M 0.00% +47K +1200.9% $23.88 -4.7%
965 BLSH BULLISH Technology 33,968.0 $1.2M 0.00% +18K +108.8% $35.73 +0.6%
966 CEV EATON VANCE CALIF MUN INCOM Financial Services 120,426.0 $1.2M 0.00% +10K +9.1% $10.07 +0.4%
967 GH GUARDANT HEALTH INC Healthcare 13,065.0 $1.2M 0.00% +1K +12.4% $92.37 +27.8%
968 AUPH AURINIA PHARMACEUTICALS INC Healthcare 81,404.0 $1.2M 0.00% +2K +2.2% $14.82 +4.3%
969 FLEX FLEXTRONICS INTL LTD Technology 18,292.0 $1.2M 0.00% +5K +35.9% $65.46 +100.2%
970 GPN GLOBAL PMTS INC Industrials 17,751.0 $1.2M 0.00% +5K +43.6% $67.30 +7.9%
971 AVDV AMERICAN CENTY ETF TR 11,931.0 $1.2M 0.00% +2K +17.9% $99.86 +8.5%
972 BLOK AMPLIFY ETF TR 23,710.0 $1.2M 0.00% +14K +148.2% $49.81 +29.1%
973 MAA MID-AMER APT CMNTYS INC Real Estate 9,652.0 $1.2M 0.00% +3K +45.1% $122.12 +6.5%
974 SPLB SPDR SERIES TRUST 52,876.0 $1.2M 0.00% +4K +8.8% $22.22 -0.6%
975 PBR PETROLEO BRASILEIRO S A Energy 56,042.0 $1.2M 0.00% +32K +133.6% $20.75 -3.5%
976 CXT CRANE NXT CO Industrials 28,539.0 $1.2M 0.00% +266.0 +0.9% $40.59 -1.3%
977 SRVR PACER FDS TR 37,026.0 $1.2M 0.00% +16K +73.3% $31.22 +10.1%
978 TRP TC ENERGY CORP Energy 18,383.0 $1.2M 0.00% +5K +33.5% $62.60 +12.0%
979 SF STIFEL FINL CORP Financial Services 15,559.0 $1.2M 0.00% +6K +55.6% $73.92 -1.2%
980 FTEC FIDELITY COVINGTON TRUST 5,483.0 $1.1M 0.00% +788.0 +16.8% $208.05 +31.4%
Page 49 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%