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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 54 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 VOTE TCW ETF TRUST 11,137.0 $850K 0.00% +7K +145.4% $76.30 +14.5%
1062 AVIV AMERICAN CENTY ETF TR 11,317.0 $847K 0.00% +1K +12.3% $74.83 +5.9%
1063 FIRST TR EXCHNG TRADED FD VI 27,177.0 $840K 0.00% +7K +35.0% $30.91
1064 ARKG ARK ETF TR 31,767.0 $839K 0.00% +8K +31.0% $26.42 +15.6%
1065 PNR PENTAIR PLC Industrials 9,601.0 $836K 0.00% +1K +16.5% $87.12 -14.8%
1066 KRP KIMBELL RTY PARTNERS LP Energy 57,782.0 $836K 0.00% +1K +2.4% $14.47 +5.5%
1067 AEIS ADVANCED ENERGY INDS Industrials 2,576.0 $831K 0.00% +1K +93.1% $322.76 +0.3%
1068 ON ON SEMICONDUCTOR CORP Technology 13,422.0 $831K 0.00% +5K +54.0% $61.92 +77.0%
1069 APLS APELLIS PHARMACEUTICALS INC Healthcare 20,634.0 $830K 0.00% +20K +4002.2% $40.23 +2.0%
1070 RING ISHARES INC 10,503.0 $830K 0.00% +9K +429.1% $78.98 -5.2%
1071 REZ ISHARES TR 9,956.0 $829K 0.00% +95.0 +1.0% $83.22 +10.1%
1072 NTNX NUTANIX INC Technology 21,785.0 $828K 0.00% +12K +128.4% $38.01 +17.6%
1073 MLN VANECK ETF TRUST 46,972.0 $819K 0.00% +12K +36.2% $17.44 -0.7%
1074 MOOG INC 2,799.0 $819K 0.00% +1K +55.7% $292.66
1075 DECK DECKERS OUTDOOR CORP Consumer Cyclical 8,160.0 $817K 0.00% +1K +14.2% $100.09 +2.5%
1076 CGDG CAPITAL GROUP DIVIDEND GROWE 22,635.0 $813K 0.00% +789.0 +3.6% $35.90 +4.6%
1077 IYC ISHARES TR 8,384.0 $813K 0.00% +5K +134.5% $96.92 +5.3%
1078 VTRS VIATRIS INC Healthcare 59,826.0 $808K 0.00% +11K +23.5% $13.51 +22.8%
1079 LAMR LAMAR ADVERTISING CO Real Estate 6,379.0 $808K 0.00% +1K +30.1% $126.68 +20.5%
1080 LFUS LITTELFUSE INC Technology 2,376.0 $807K 0.00% +1K +96.2% $339.48 +30.8%
Page 54 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%