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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 56 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 PUTNAM ETF TRUST 65,302.0 $753K 0.00% +50K +329.2% $11.53
1102 HAS HASBRO INC Consumer Cyclical 8,034.0 $752K 0.00% +2K +31.9% $93.61 -3.8%
1103 DUOL DUOLINGO INC Technology 7,621.0 $751K 0.00% +311.0 +4.2% $98.57 +7.2%
1104 TREX TREX INC Industrials 20,249.0 $737K 0.00% +14K +223.5% $36.42 +5.0%
1105 ARKX ARK ETF TR 25,122.0 $737K 0.00% +25K +7629.9% $29.35 +17.4%
1106 LADR LADDER CAP CORP Real Estate 75,260.0 $735K 0.00% +7K +10.9% $9.77 +2.1%
1107 ESS ESSEX PPTY TR INC Real Estate 3,038.0 $735K 0.00% +374.0 +14.0% $242.01 +13.1%
1108 SPDR INDEX SHS FDS 5,358.0 $729K 0.00% +2K +61.9% $136.15
1109 KIO KKR INCOME OPPORTUNITIES FD Financial Services 65,910.0 $725K 0.00% +2K +3.5% $11.00 +2.4%
1110 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 10,391.0 $721K 0.00% +4K +51.0% $69.38 +20.1%
1111 EQNR EQUINOR ASA Energy 17,064.0 $720K 0.00% +4K +31.3% $42.20 -8.4%
1112 AEE AMEREN CORP Utilities 6,539.0 $719K 0.00% +2K +34.8% $109.94 -0.1%
1113 TTAN SERVICETITAN INC Technology 11,262.0 $715K 0.00% +9K +521.9% $63.46 -1.1%
1114 EWW ISHARES INC 9,427.0 $709K 0.00% +720.0 +8.3% $75.23 +3.4%
1115 TTC TORO CO Industrials 7,531.0 $704K 0.00% +4K +102.3% $93.44 -4.6%
1116 XNTK SPDR SERIES TRUST 2,742.0 $700K 0.00% +131.0 +5.0% $255.37 +34.8%
1117 IEX IDEX CORP Industrials 3,693.0 $700K 0.00% +2K +78.0% $189.57 +8.5%
1118 ORI OLD REP INTL CORP Financial Services 17,413.0 $695K 0.00% +3K +21.0% $39.90 -0.6%
1119 HL HECLA MINING COMPANY Basic Materials 37,176.0 $693K 0.00% +31K +474.9% $18.63 -7.1%
1120 VLUE ISHARES TR 4,852.0 $690K 0.00% +2K +81.6% $142.21 +30.0%
Page 56 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%