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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 75 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 CHYM CHIME FINL INC Financial Services 10,875.0 $204K +10K +1001.8% $18.73 -3.3%
1482 LOGI LOGITECH INTL S A Technology 2,233.0 $203K +1K +159.3% $91.12 +16.1%
1483 BGRN ISHARES TR 4,280.0 $203K +29.0 +0.7% $47.47 -0.4%
1484 SANM SANMINA CORP Technology 1,554.0 $201K +1K +225.8% $129.64 +78.3%
1485 SXI STANDEX INTL CORP Industrials 790.0 $201K +358.0 +82.9% $254.93 -0.4%
1486 VNT VONTIER CORPORATION Technology 5,675.0 $201K +491.0 +9.5% $35.47 -19.9%
1487 CC CHEMOURS CO Basic Materials 9,087.0 $200K +7K +311.2% $22.03 -2.7%
1488 EXLS EXLSERVICE HLDGS INC Technology 6,569.0 $200K +1K +20.2% $30.45 -4.0%
1489 AUR AURORA INNOVATION INC Technology 48,422.0 $199K +13K +35.0% $4.12 +74.0%
1490 IBHF ISHARES TR 8,684.0 $199K +231.0 +2.7% $22.95 -0.7%
1491 OMCL OMNICELL COM Healthcare 5,963.0 $199K +768.0 +14.8% $33.38 +31.1%
1492 CRNX CRINETICS PHARMACEUTICALS IN Healthcare 5,462.0 $198K +783.0 +16.7% $36.32 +2.1%
1493 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 12,783.0 $198K +3K +24.9% $15.49 +1.9%
1494 QCLN FIRST TR EXCHANGE-TRADED FD 4,260.0 $198K +196.0 +4.8% $46.48 +33.6%
1495 FMX FOMENTO ECONOMICO MEXICANO S Consumer Defensive 1,780.0 $198K +478.0 +36.7% $111.09 +9.3%
1496 SPXC SPX TECHNOLOGIES INC Industrials 985.0 $197K +428.0 +76.8% $199.94 +2.8%
1497 QRVO QORVO INC Technology 2,539.0 $197K +794.0 +45.5% $77.40 +27.6%
1498 POR PORTLAND GEN ELEC CO Utilities 3,714.0 $196K +32.0 +0.9% $52.77 -5.8%
1499 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 4,737.0 $196K +480.0 +11.3% $41.28 +27.1%
1500 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 55,468.0 $195K +5K +9.3% $3.51 +5.4%
Page 75 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%