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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 36 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 KBE SPDR SERIES TRUST 4,804.0 $286K 0.00% -3K -41.1% $59.55 +6.6%
702 CRPT FIRST TR EXCHNG TRADED FD VI 24,386.0 $284K 0.00% -1K -5.0% $11.64 +28.6%
703 HST HOST HOTELS & RESORTS INC Real Estate 14,769.0 $283K 0.00% -10K -41.4% $19.16 +17.0%
704 RFG INVESCO EXCHANGE TRADED FD T 5,103.0 $280K -964.0 -15.9% $54.81 +11.8%
705 AOM ISHARES TR 5,866.0 $278K -163.0 -2.7% $47.37 +4.1%
706 ISTB ISHARES TR 5,693.0 $276K -2K -21.3% $48.46 -0.6%
707 BOND PIMCO ETF TR 2,977.0 $275K -4K -56.3% $92.28 -1.0%
708 SA SEABRIDGE GOLD INC Basic Materials 9,681.0 $274K -44K -82.0% $28.34 +8.2%
709 ATLANTA BRAVES HLDGS INC 6,396.0 $273K -349.0 -5.2% $42.70
710 GRAB GRAB HOLDINGS LIMITED Technology 74,512.0 $273K -41K -35.7% $3.66 -2.7%
711 UGI UGI CORP NEW Utilities 7,409.0 $270K -925.0 -11.1% $36.42 -3.6%
712 TCOM TRIP COM GROUP LTD Consumer Cyclical 5,402.0 $269K -228K -97.7% $49.79 -2.5%
713 FXF INVESCO CURRENCYSHARES SWISS Financial Services 2,426.0 $268K -3K -55.3% $110.41 +1.6%
714 BAB INVESCO EXCH TRADED FD TR II 9,866.0 $266K -6K -38.2% $26.96 -1.8%
715 IEO ISHARES TR 2,110.0 $264K -8K -79.7% $124.92 -5.4%
716 ATLC ATLANTICUS HOLDINGS CORP Financial Services 4,960.0 $260K -2K -28.7% $52.47 +55.5%
717 BSY BENTLEY SYS INC Technology 7,405.0 $260K -4K -35.9% $35.12 -5.1%
718 PRN INVESCO EXCHANGE TRADED FD T 1,334.0 $260K -644.0 -32.6% $194.54 +20.1%
719 MC MOELIS & CO Financial Services 4,542.0 $259K -970.0 -17.6% $57.01 +15.2%
720 TROW PRICE T ROWE GROUP INC Financial Services 2,855.0 $257K -667.0 -18.9% $90.14 +13.0%
Page 36 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%