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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 37 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 LAZ LAZARD INC Financial Services 5,988.0 $254K -874.0 -12.7% $42.48 +8.6%
722 BLV VANGUARD BD INDEX FDS 3,690.0 $254K -1K -26.6% $68.80 -2.3%
723 NACP TIDAL TRUST III 5,181.0 $251K -10K -66.1% $48.36 +18.6%
724 BOKF BOK FINL CORP Financial Services 1,932.0 $247K -479.0 -19.9% $128.07 +0.6%
725 VSDA VICTORY PORTFOLIOS II 4,535.0 $247K -454.0 -9.1% $54.51 +0.3%
726 QLYS QUALYS INC Technology 2,805.0 $246K -2K -44.1% $87.85 +13.0%
727 FTGC FIRST TR EXCHANGE TRAD FD VI 8,551.0 $246K -920.0 -9.7% $28.71 +3.2%
728 DEW WISDOMTREE TR 3,675.0 $244K -132.0 -3.5% $66.34 +3.7%
729 HYBL SSGA ACTIVE TR 8,757.0 $244K -224K -96.2% $27.84 +0.7%
730 TGTX TG THERAPEUTICS INC Healthcare 7,321.0 $243K -16K -68.2% $33.22 +18.1%
731 EPAM EPAM SYS INC Technology 1,795.0 $243K -349.0 -16.3% $135.40 -24.3%
732 PLNT PLANET FITNESS MASTER ISSUER Consumer Cyclical 3,258.0 $242K -96.0 -2.9% $74.38 -32.1%
733 VSAT VIASAT INC Technology 5,212.0 $239K -1K -18.9% $45.80 +58.4%
734 VTC VANGUARD SCOTTSDALE FDS 3,083.0 $237K -234.0 -7.0% $76.84 -1.0%
735 FEP FIRST TR EXCH TRD ALPHDX FD 4,304.0 $235K -2K -30.6% $54.61 +7.3%
736 EIM EATON VANCE MUN BD FD Financial Services 24,013.0 $235K -158.0 -0.7% $9.77 -0.9%
737 SSYS STRATASYS LTD Technology 29,961.0 $234K -30K -50.0% $7.81 +7.1%
738 WDIV SPDR INDEX SHS FDS 3,019.0 $233K -24.0 -0.8% $77.15 +5.4%
739 THO THOR INDS INC Consumer Cyclical 2,911.0 $233K -219.0 -7.0% $79.91 -7.3%
740 CORP PIMCO ETF TR 2,376.0 $230K -394.0 -14.2% $96.80 -0.9%
Page 37 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%