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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 106 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 GTOP GOLDMAN SACHS ETF TR 10,995.0 $398K 0.00% -17K -60.6% $36.21 +31.9%
2102 SIRI SIRIUSXM HOLDINGS INC Communication Services 17,240.0 $398K 0.00% $23.08 +28.5%
2103 BYLD ISHARES TR 17,653.0 $398K 0.00% $22.53 +0.4%
2104 VKQ INVESCO MUNICIPAL TRUST Financial Services 41,691.0 $397K 0.00% +667.0 +1.6% $9.52 +2.0%
2105 KDP KEURIG DR PEPPER INC Consumer Defensive 15,066.0 $397K 0.00% -3K -15.6% $26.33 +14.3%
2106 ZWS ZURN ELKAY WATER SOLNS CORP Industrials 8,841.0 $396K 0.00% -8K -46.3% $44.84 +8.9%
2107 FRSH FRESHWORKS INC Technology 49,291.0 $396K 0.00% +48K +2791.0% $8.03 +11.8%
2108 GIL GILDAN ACTIVEWEAR INC Consumer Cyclical 7,087.0 $394K 0.00% +2K +29.6% $55.65 +9.1%
2109 TAP MOLSON COORS BEVERAGE CO Consumer Defensive 9,148.0 $394K 0.00% +6K +165.2% $43.06 -2.8%
2110 SCHQ SCHWAB STRATEGIC TR 12,520.0 $394K 0.00% NEW $31.43 -1.4%
2111 SLQD ISHARES TR 7,792.0 $393K 0.00% +1K +18.8% $50.49 -0.2%
2112 IBUY AMPLIFY ETF TR 6,289.0 $393K 0.00% $62.53 +6.9%
2113 LAD LITHIA MTRS INC Consumer Cyclical 1,574.0 $393K 0.00% +1K +367.1% $249.77 +17.2%
2114 SBRA SABRA HEALTH CARE REIT INC Real Estate 20,421.0 $393K 0.00% +4K +22.5% $19.23 +6.3%
2115 BCE BCE INC Communication Services 15,540.0 $392K 0.00% +11K +237.8% $25.24 -0.6%
2116 UMBF UMB FINL CORP Financial Services 3,471.0 $392K 0.00% +2K +113.2% $112.81 +16.8%
2117 FLAGSTAR BANK NATIONAL ASSOC 10,074.0 $390K 0.00% $38.75
2118 UHS UNIVERSAL HLTH SVCS INC Healthcare 2,179.0 $390K 0.00% +881.0 +67.9% $178.99 -13.8%
2119 GEN GEN DIGITAL INC Technology 20,700.0 $390K 0.00% +14K +189.5% $18.83 +30.6%
2120 FALN ISHARES TR 14,563.0 $389K 0.00% +164.0 +1.1% $26.72 +1.3%
Page 106 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%