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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 116 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2301 BKCH GLOBAL X FDS 4,972.0 $278K +965.0 +24.1% $55.84 +64.7%
2302 MDYG SPDR SERIES TRUST 2,877.0 $276K $95.97 +13.2%
2303 FLGB FRANKLIN TEMPLETON ETF TR 7,941.0 $276K +6K +291.0% $34.76 +3.5%
2304 ISTB ISHARES TR 5,693.0 $276K -2K -21.3% $48.46 -0.3%
2305 RIG TRANSOCEAN LTD Energy 41,555.0 $276K +17K +69.6% $6.63 -6.9%
2306 DYN DYNE THERAPEUTICS INC Healthcare 15,161.0 $275K +893.0 +6.3% $18.13 +1.6%
2307 BOND PIMCO ETF TR 2,977.0 $275K -4K -56.3% $92.28 -0.2%
2308 SA SEABRIDGE GOLD INC Basic Materials 9,681.0 $274K -44K -82.0% $28.34 +15.4%
2309 SSL SASOL LTD Basic Materials 21,146.0 $274K +20K +1779.6% $12.96 -2.3%
2310 MICC MAGNUM ICE CREAM CO NV Consumer Defensive 18,317.0 $274K +3K +22.3% $14.95 +9.8%
2311 ATLANTA BRAVES HLDGS INC 6,396.0 $273K -349.0 -5.2% $42.70
2312 ENVA ENOVA INTL INC Financial Services 2,009.0 $273K +1K +236.5% $135.83 +16.8%
2313 GRAB GRAB HOLDINGS LIMITED Technology 74,512.0 $273K -41K -35.7% $3.66 -2.2%
2314 SJM SMUCKER J M CO Consumer Defensive 2,817.0 $272K +826.0 +41.5% $96.48 +7.5%
2315 FR FIRST INDL RLTY TR INC Real Estate 4,684.0 $271K +2K +110.1% $57.85 +8.9%
2316 AGO ASSURED GUARANTY LTD Financial Services 3,314.0 $270K +962.0 +40.9% $81.50 -8.4%
2317 UGI UGI CORP NEW Utilities 7,409.0 $270K -925.0 -11.1% $36.42 -4.7%
2318 THG HANOVER INS GROUP INC Financial Services 1,553.0 $269K +276.0 +21.6% $173.42 +9.2%
2319 KAI KADANT INC Industrials 920.0 $269K +502.0 +120.1% $292.42 +11.0%
2320 TCOM TRIP COM GROUP LTD Consumer Cyclical 5,402.0 $269K -228K -97.7% $49.79 -5.0%
Page 116 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%