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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 118 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2341 FEDERATED HERMES INC 4,555.0 $258K +4K +357.3% $56.72
2342 LKQ LKQ CORP Consumer Cyclical 8,774.0 $258K +5K +129.8% $29.38 -7.1%
2343 OIA INVESCO MUNI INCOME OPP TRST Financial Services 41,961.0 $258K +251.0 +0.6% $6.14 +0.7%
2344 GSY INVESCO ACTIVELY MANAGED EXC 5,137.0 $257K +3K +203.6% $50.12 +0.0%
2345 TROW PRICE T ROWE GROUP INC Financial Services 2,855.0 $257K -667.0 -18.9% $90.14 +14.9%
2346 BCPC BALCHEM CORP Basic Materials 1,516.0 $257K +285.0 +23.1% $169.50 -5.4%
2347 FND FLOOR & DECOR HLDGS INC Consumer Cyclical 5,044.0 $256K +323.0 +6.8% $50.80 +1.3%
2348 GLOBAL X FDS 9,680.0 $255K NEW $26.30
2349 LAZ LAZARD INC Financial Services 5,988.0 $254K -874.0 -12.7% $42.48 +15.1%
2350 BLV VANGUARD BD INDEX FDS 3,690.0 $254K -1K -26.6% $68.80 -0.2%
2351 SUNB SUNBELT RENTALS HOLDINGS INC Financial Services 3,893.0 $253K NEW $65.09 +19.6%
2352 DY DYCOM INDS INC Industrials 742.0 $251K +400.0 +117.0% $338.82 +58.0%
2353 CORZ CORE SCIENTIFIC INC NEW Technology 16,799.0 $251K +16K +1963.8% $14.96 +85.6%
2354 REET ISHARES TR 9,990.0 $251K +947.0 +10.5% $25.15 +9.1%
2355 FINS ANGEL OAK FINL STRATEGIES IN Financial Services 19,686.0 $251K +2K +8.2% $12.75 +0.3%
2356 NACP TIDAL TRUST III 5,181.0 $251K -10K -66.1% $48.36 +22.8%
2357 NMR NOMURA HLDGS INC Financial Services 31,503.0 $249K +27K +572.0% $7.89 +1.3%
2358 EVN EATON VANCE MUN INCOME TR Financial Services 23,853.0 $248K +217.0 +0.9% $10.41 +3.5%
2359 BOKF BOK FINL CORP Financial Services 1,932.0 $247K -479.0 -19.9% $128.07 +0.7%
2360 SMTI SANARA MEDTECH INC Healthcare 14,393.0 $247K +2K +12.5% $17.18 +38.5%
Page 118 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%