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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 55 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 QQEW FIRST TR EXCHANGE-TRADED FD 26,556.0 $3.4M 0.01% -14K -34.5% $126.97 +17.2%
1082 CBRE CBRE GROUP INC Real Estate 24,861.0 $3.4M 0.01% +2K +7.8% $135.46 -3.3%
1083 XHB SPDR SERIES TRUST 34,003.0 $3.4M 0.01% +3K +9.0% $98.72 +0.8%
1084 ETSY INC 66,555.0 $3.3M 0.01% +973.0 +1.5% $49.98
1085 UFOX ETF SER SOLUTIONS 48,764.0 $3.3M 0.01% $68.18 +40.9%
1086 ESN NORTHERN LTS FD TR II 189,624.0 $3.3M 0.01% -2K -1.2% $17.51 +11.3%
1087 TBLD THORNBURG INCM BUILDER OPP T Financial Services 157,048.0 $3.3M 0.01% $21.15 +5.3%
1088 SIL GLOBAL X FDS 36,849.0 $3.3M 0.01% +16K +74.1% $90.08 -0.8%
1089 AME AMETEK INC Industrials 15,442.0 $3.3M 0.01% +3K +19.9% $214.38 +4.1%
1090 CFG CITIZENS FINL GROUP INC Financial Services 55,079.0 $3.3M 0.01% -9K -14.4% $59.97 +4.7%
1091 ALC ALCON AG Healthcare 43,673.0 $3.3M 0.01% +16K +57.6% $75.35 -9.8%
1092 MPWR MONOLITHIC PWR SYS INC Technology 2,998.0 $3.3M 0.01% +209.0 +7.5% $1093.55 +42.8%
1093 TPL TEXAS PACIFIC LAND CORPORATI Energy 6,886.0 $3.3M 0.01% -450.0 -6.1% $474.62 -15.2%
1094 DD DUPONT DE NEMOURS INC Basic Materials 70,818.0 $3.2M 0.01% -5K -6.2% $45.80 +2.9%
1095 SYRE SPYRE THERAPEUTICS INC Healthcare 64,002.0 $3.2M 0.01% +63K +10000.0% $50.44 +42.6%
1096 STT STATE STR CORP Financial Services 25,314.0 $3.2M 0.01% -568.0 -2.2% $126.56 +21.7%
1097 BLUEROCK PVT REAL ESTATE FD 191,699.0 $3.2M 0.01% +118K +160.0% $16.61
1098 FWD AB ACTIVE ETFS INC 29,200.0 $3.2M 0.01% +4K +13.7% $108.56 +24.9%
1099 CNH INDL N V 287,940.0 $3.2M 0.01% +76K +35.9% $11.00
1100 HBAN HUNTINGTON BANCSHARES INC Financial Services 201,236.0 $3.1M 0.01% +43K +27.4% $15.65 +1.3%
Page 55 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%