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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 86 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 ON ON SEMICONDUCTOR CORP Technology 13,422.0 $831K 0.00% +5K +54.0% $61.92 +87.7%
1702 APLS APELLIS PHARMACEUTICALS INC Healthcare 20,634.0 $830K 0.00% +20K +4002.2% $40.23 +2.0%
1703 RING ISHARES INC 10,503.0 $830K 0.00% +9K +429.1% $78.98 -6.0%
1704 REZ ISHARES TR 9,956.0 $829K 0.00% +95.0 +1.0% $83.22 +10.6%
1705 NTNX NUTANIX INC Technology 21,785.0 $828K 0.00% +12K +128.4% $38.01 +24.0%
1706 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 80,204.0 $826K 0.00% -9K -10.3% $10.30 -0.5%
1707 IBDR ISHARES TR 34,000.0 $824K 0.00% -230.0 -0.7% $24.24 -0.0%
1708 BBUS J P MORGAN EXCHANGE TRADED F 7,028.0 $824K 0.00% -3K -30.0% $117.18 +14.7%
1709 J JACOBS SOLUTIONS INC Industrials 6,463.0 $823K 0.00% -2K -25.0% $127.29 -9.9%
1710 IDA IDACORP INC Utilities 5,753.0 $823K 0.00% $142.99 -0.7%
1711 LGLV SPDR SERIES TRUST 4,608.0 $821K 0.00% $178.11 +1.1%
1712 MLN VANECK ETF TRUST 46,972.0 $819K 0.00% +12K +36.2% $17.44 -0.6%
1713 MOOG INC 2,799.0 $819K 0.00% +1K +55.7% $292.66
1714 DECK DECKERS OUTDOOR CORP Consumer Cyclical 8,160.0 $817K 0.00% +1K +14.2% $100.09 +6.6%
1715 CGDG CAPITAL GROUP DIVIDEND GROWE 22,635.0 $813K 0.00% +789.0 +3.6% $35.90 +4.5%
1716 IYC ISHARES TR 8,384.0 $813K 0.00% +5K +134.5% $96.92 +5.4%
1717 EQAL INVESCO EXCH TRADED FD TR II 14,697.0 $810K 0.00% -104.0 -0.7% $55.10 +6.1%
1718 VTRS VIATRIS INC Healthcare 59,826.0 $808K 0.00% +11K +23.5% $13.51 +23.2%
1719 LAMR LAMAR ADVERTISING CO Real Estate 6,379.0 $808K 0.00% +1K +30.1% $126.68 +20.9%
1720 CHY CALAMOS CONV & HIGH INCOME F Financial Services 74,134.0 $807K 0.00% -1K -1.9% $10.89 +18.6%
Page 86 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%