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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 89 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1761 FAB FIRST TR EXCHANGE-TRADED ALP 7,794.0 $737K 0.00% -951.0 -10.9% $94.55 +4.0%
1762 MHF WESTERN ASSET MUN HIGH INCOM Financial Services 106,000.0 $736K 0.00% -16K -12.8% $6.94 -0.4%
1763 LADR LADDER CAP CORP Real Estate 75,260.0 $735K 0.00% +7K +10.9% $9.77 +3.8%
1764 ESS ESSEX PPTY TR INC Real Estate 3,038.0 $735K 0.00% +374.0 +14.0% $242.01 +14.4%
1765 EWC ISHARES INC 13,381.0 $733K 0.00% -3K -20.1% $54.79 +7.2%
1766 MGRC MCGRATH RENTCORP Industrials 6,615.0 $730K 0.00% -714.0 -9.7% $110.29 +1.2%
1767 SPDR INDEX SHS FDS 5,358.0 $729K 0.00% +2K +61.9% $136.15
1768 NMAI NUVEEN MULTI ASSET INCOME FU Financial Services 58,757.0 $729K 0.00% -5K -8.3% $12.40 +13.3%
1769 ICVT ISHARES TR 7,152.0 $728K 0.00% -3K -29.1% $101.80 +17.7%
1770 KIO KKR INCOME OPPORTUNITIES FD Financial Services 65,910.0 $725K 0.00% +2K +3.5% $11.00 +3.0%
1771 LIBERTY MEDIA CORP DEL 8,480.0 $721K 0.00% -235.0 -2.7% $85.02
1772 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 10,391.0 $721K 0.00% +4K +51.0% $69.38 +18.8%
1773 EQNR EQUINOR ASA Energy 17,064.0 $720K 0.00% +4K +31.3% $42.20 -9.4%
1774 AEE AMEREN CORP Utilities 6,539.0 $719K 0.00% +2K +34.8% $109.94 +1.0%
1775 STKL SUNOPTA INC Consumer Defensive 110,852.0 $718K 0.00% -2.0M -94.8% $6.48 +0.3%
1776 TTAN SERVICETITAN INC Technology 11,262.0 $715K 0.00% +9K +521.9% $63.46 +1.6%
1777 JEMA J P MORGAN EXCHANGE TRADED F 13,706.0 $713K 0.00% -1K -8.6% $52.03 +20.5%
1778 MFC MANULIFE FINL CORP Financial Services 20,697.0 $713K 0.00% -2K -10.2% $34.44 +12.9%
1779 EWW ISHARES INC 9,427.0 $709K 0.00% +720.0 +8.3% $75.23 +4.3%
1780 TTC TORO CO Industrials 7,531.0 $704K 0.00% +4K +102.3% $93.44 -2.9%
Page 89 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%