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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 13 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 ABVX CALL ABIVAX SA ADR Healthcare 30.0 $3K 0.00% NEW $100.00 +19.9%
242 CLF CALL CLEVELAND CLIFFS ORD (NYS) Basic Materials 450.0 $3K 0.00% NEW $6.67 +52.2%
243 IE CALL IVANHOE ELECTRIC INC (ASE) Technology 300.0 $3K 0.00% NEW $10.00 +16.3%
244 NUV NUVEEN MUNICIPAL VALUE CF Financial Services 400.0 $3K 0.00% NEW $7.50 +20.5%
245 OLN CALL OLIN ORD Basic Materials 125.0 $3K 0.00% NEW $24.00 +8.2%
246 TEVA PUT TEVA PHARMA IND ADR REP 1 ORD Healthcare 100.0 $3K 0.00% NEW $30.00 +13.6%
247 XFLT XAI OCTGON FLOAT RTE ALTRNTV NAV CF Financial Services 200.0 $3K 0.00% NEW $15.00 +25.6%
248 AVB AVALONBAY COMMUNITIES REIT ORD Real Estate 14.0 $2K 0.00% NEW $142.86 +30.7%
249 IONQ CALL IONQ ORD Technology 75.0 $2K 0.00% NEW $26.67 +81.6%
250 NN CALL NEXTNAV ORD Communication Services 146.0 $2K 0.00% NEW $13.70 +66.6%
251 BIBL INSPIRE 100 ETF 50.0 $2K 0.00% NEW $40.00 +31.7%
252 NXP NUVEEN SELECT TAX-FREE INCOME CF Financial Services 200.0 $2K 0.00% NEW $10.00 +41.8%
253 NNY NUVEEN NEW YORK MUNICIPAL VALUE CF Financial Services 300.0 $2K 0.00% NEW $6.67 +25.5%
254 NPV NUVEEN VIRGINIA QLTY MNCPL INCM CF Financial Services 200.0 $2K 0.00% NEW $10.00 +12.3%
255 OLPX OLAPLEX HOLDINGS ORD Consumer Cyclical 1,100.0 $2K 0.00% NEW $1.82 +11.6%
256 ORGN ORIGIN MATERIALS CL A ORD Basic Materials 934.0 $2K 0.00% NEW $2.14 -33.2%
257 PRGS CALL PROGRESS SOFTWARE ORD Technology 100.0 $2K 0.00% NEW $20.00 +44.9%
258 AGQ CALL PROSHARES ULTRA SILVER ETF Financial Services 20.0 $2K 0.00% NEW $100.00 +15.9%
259 SLAB CALL SILICON LABORATORIES ORD (NMS) Technology 14.0 $2K 0.00% NEW $142.86 +51.5%
260 USEG US ENERGY ORD Energy 3,005.0 $2K 0.00% NEW $0.67 +35.1%
Page 13 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%