XFLT

XAI Octagon Floating Rate & Alternative Income Term Trust NYSE Listed Oct 9, 2017

Financial Services ·Asset Management - Income ·US · xainvestments.com/funds

$19.31

+0.68% vs $19.18

Mkt Cap $294.1M

52w Low $14.93 37.9% of range 52w High $26.50

50d MA $19.10 200d MA $19.12

P/E (TTM) —

EV/EBITDA —

P/B 0.7x

Debt/Equity 0.5x

ROE —

P/FCF 6.9x

RSI (14) 39.00

ATR (14) $0.22

Beta 0.51

50d MA $19.10

200d MA $19.12

Avg Volume 148.7K

XAI Octagon Floating Rate Alternative Income Term Trust is a diversified, closed-end management investment company. It invests invests in a dynamically managed portfolio of floating-rate credit instruments and other structured credit investments within the private markets. The company was founded on September 27, 2017 and is headquartered in Chicago, IL.

CIK (SEC)

1703079

Phone

312-374-6930

321 North Clark Street · Chicago, IL 60654 · US

Date	Firm	Action	Grade	Target	Base	Open	Gap%	D1%	D2%	D3%	D4%	D5%
Sep 12	B. Riley Securities	Maintains	Buy → Buy	—	$36.00	$36.00	+0.0%	-2.5%	-0.4%	+0.1%	-0.6%	+1.3%
Jun 6	B. Riley Securities	Maintains	Buy → Buy	—	$32.85	$33.15	+0.9%	+1.5%	+0.3%	-1.3%	-0.5%	+0.9%
Oct 20	B. Riley Securities	Maintains	Buy → Buy	—	$30.00	$29.90	-0.3%	+1.7%	-0.3%	-0.7%	+0.0%	+1.5%

Institutional (13F) — Top 20 All ↗

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1	Sit Investment Associates Inc	632,994	$11M	Reduced	Jun 2026
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5	Envestnet Asset Management Inc	163,288	$3M	New	Jun 2026
6	Landscape Capital Management, L.l.c.	142,707	$3M	New	Jun 2026
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8	Arlington Capital Management, Inc.	58,636	$1M	New	Jun 2026
9	Invesco Ltd.	59,884	$1M	New	Mar 2026
10	Thomas J. Herzfeld Advisors, Inc.	59,545	$1M	New	Mar 2026
11	Closed-End Fund Advisors, Inc.	56,777	$996K	New	Jun 2026
12	Virtus Investment Advisers, Llc	45,722	$802K	Reduced	Jun 2026
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16	Belpointe Asset Management Llc	24,020	$422K	New	Jun 2026
17	Kestra Advisory Services, Llc	23,149	$406K	New	Jun 2026
18	Choreo, Llc	22,249	$393K	New	Jun 2026
19	Susquehanna International Group, Llp	21,635	$372K	New	Mar 2026
20	Samalin Investment Counsel, Llc	19,525	$343K	New	Jun 2026

Mutual Funds / ETFs (N-PORT) — Top 6 All ↗

#	Fund	Shares	Value	Period
1	Matisse Discounted Closed-End Fund Strategy	148,000	$3M	Mar 2026
2	High Income Securities Fund	105,993	$2M	May 2026
3	Modern Capital Tactical Income Fund	83,081	$1M	Jun 2026
4	Virtus Private Credit Strategy ETF	247,375	$1M	Jan 2026
5	Multi-Hedge Strategies Fund	167	$3K	Jun 2026
6	Guggenheim Multi-Hedge Strategies Fund	59	$1K	Jun 2026

Data updated apr 29, 2026 1:26am · Source: financialmodelingprep.com