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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 36 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 REXR REXFORD INDUSTRIAL REALTY REIT ORD Real Estate 200.0 $7K 0.00% NEW $35.00 +0.0%
702 FOLD HOLDINGS CL A ORD 3,000.0 $7K 0.00% NEW $2.33
703 PROCAP FINANCIAL ORD 2,200.0 $7K 0.00% NEW $3.18
704 ZENVIA INC 8,000.0 $7K 0.00% NEW $0.88
705 COLLPLANT BIOTECHNOLOGIES ORD 5,250.0 $7K 0.00% NEW $1.33
706 MSOS CALL ADVISORSHARES PURE US CANNABIS ETF 1,310.0 $6K 0.00% NEW $4.58 -1.7%
707 COLD AMERICOLD REALTY ORD Real Estate 500.0 $6K 0.00% NEW $12.00 +16.8%
708 ANVS ANNOVIS BIO ORD Healthcare 2,000.0 $6K 0.00% NEW $3.00 -32.0%
709 CYTK PUT CYTOKINETICS ORD Healthcare 100.0 $6K 0.00% NEW $60.00 +27.4%
710 GANX GAIN THERAPEUTICS ORD Healthcare 2,000.0 $6K 0.00% NEW $3.00 -45.0%
711 USA LIBERTY ALL STAR EQUITY CF Financial Services 1,000.0 $6K 0.00% NEW $6.00 -4.0%
712 MSM MSC INDUSTRIAL CL A ORD Industrials 76.0 $6K 0.00% NEW $78.95 +31.5%
713 QXO QXO ORD Industrials 340.0 $6K 0.00% NEW $17.65 -9.6%
714 STAA STAAR SURGICAL ORD Healthcare 270.0 $6K 0.00% NEW $22.22 +46.7%
715 VALE PUT VALE ADR REPTG ONE ORD Basic Materials 500.0 $6K 0.00% NEW $12.00 +33.4%
716 SEAT VIVID SEATS CL A ORD Communication Services 900.0 $6K 0.00% NEW $6.67 +21.2%
717 BTDR BITDEER TECHNOLOGIES CL A ORD Technology 550.0 $6K 0.00% NEW $10.91 +21.7%
718 CLEARWAY ENERGY CL A ORD 200.0 $6K 0.00% NEW $30.00
719 NBC BANCORP ORD 100.0 $6K 0.00% NEW $60.00
720 BLUE ACQUISITION RTS 20,000.0 $6K 0.00% NEW $0.30
Page 36 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%