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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 40 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 MSTR PUT STRATEGY CL A ORD Technology 25.0 $3K 0.00% NEW $120.00 +37.2%
782 MOS MOSAIC ORD Basic Materials 160.0 $3K 0.00% NEW $18.75 +14.1%
783 PCT CALL PURECYCLE TECHNOLOGIES ORD (NMS) Industrials 400.0 $3K 0.00% NEW $7.50 +63.9%
784 RNXT RENOVORX ORD Healthcare 3,700.0 $3K 0.00% NEW $0.81 -0.1%
785 ROG ROGERS ORD Technology 40.0 $3K 0.00% NEW $75.00 +74.4%
786 KRE PUT ST SRT SPDR S&P RGNL BNKNG ETF 50.0 $3K 0.00% NEW $60.00 +15.3%
787 PUT AIR LEASE CL A ORD (NYS) 53.0 $3K 0.00% NEW $56.60
788 ASTRONICS CL B ORD 67.0 $3K 0.00% NEW $44.78
789 FEDERL HOME LOAN MRTG 5.57 PERP PRF 299.0 $3K 0.00% NEW $10.03
790 GOLDMAN SACHS DS RPT 1/1000 SR A PRF 200.0 $3K 0.00% NEW $15.00
791 CALL LIONSGATE STUDIOS ORD 344.0 $3K 0.00% NEW $8.72
792 TRINITY PLACE HOLDINGS ORD 108,930.0 $3K 0.00% NEW $0.03
793 MSOX CALL ADVISORSHARE MSOS DAILY LEVRG ETF 500.0 $2K 0.00% NEW $4.00 -27.7%
794 BBWI BATH AND BODY WORKS ORD Consumer Cyclical 100.0 $2K 0.00% NEW $20.00 -15.6%
795 STEX CALL STREAMEX ORD Financial Services 954.0 $2K 0.00% NEW $2.10 -48.0%
796 GTLS CALL CHART INDUSTRIES ORD Industrials 10.0 $2K 0.00% NEW $200.00 +3.6%
797 GTLB CALL GITLAB CL A ORD Technology 62.0 $2K 0.00% NEW $32.26 -21.1%
798 PEW GRABAGUN DIGITAL HOLDINGS ORD Industrials 750.0 $2K 0.00% NEW $2.67 +5.0%
799 LUNR CALL INTUITIVE MACHINES CL A ORD Industrials 145.0 $2K 0.00% NEW $13.79 +135.3%
800 IWM CALL ISHARES RUSSELL 2000 ETF 10.0 $2K 0.00% NEW $200.00 +39.9%
Page 40 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%