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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 3 of 10  ·  196 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 NIO NIO ADS REP 1 CL A ORD Consumer Cyclical 56,500.0 $340K 0.15% -118K -67.7% $6.02 -4.6%
42 LIBERTY MEDIA FORMULA ONE SRS C ORD 3,930.0 $334K 0.15% -1K -22.6% $84.99
43 AEXA AMERICAN EXCEPTIONALISM ACQ CL A ORD Financial Services 27,800.0 $301K 0.13% -78K -73.7% $10.83 +5.6%
44 VKTX VIKING THERAPEUTICS ORD Healthcare 9,104.0 $296K 0.13% -1K -13.0% $32.51 -12.7%
45 ASTL ALGOMA STEEL GROUP ORD Basic Materials 65,288.0 $269K 0.12% -21K -24.1% $4.12 +19.7%
46 ALB ALBEMARLE ORD Basic Materials 1,300.0 $233K 0.10% -3K -68.7% $179.23 -5.0%
47 SKEENA RESOURCES ORD 7,784.0 $231K 0.10% -7K -46.7% $29.68
48 FIVN FIVE9 ORD Technology 14,805.0 $224K 0.10% -2K -10.0% $15.13 +48.8%
49 RTO RENTOKIL INITIAL ADS ECH REP 5 ORD Industrials 6,800.0 $214K 0.09% -20K -74.6% $31.47 +0.3%
50 BL BLACKLINE ORD Technology 5,220.0 $193K 0.08% -280.0 -5.1% $36.97 -16.6%
51 BELFA BEL FUSE CL A ORD Technology 1,060.0 $191K 0.08% -440.0 -29.3% $180.19 +28.5%
52 GOOG ALPHABET CL C ORD Communication Services 625.0 $179K 0.08% -669.0 -51.7% $286.40 +34.4%
53 FREDDIE MAC PFD 11,141.0 $176K 0.08% -175.0 -1.6% $15.80
54 UVXY PROSHARES ULTRA VIX SHORT TERM ETF Financial Services 3,250.0 $169K 0.07% -800.0 -19.8% $52.00 -34.4%
55 TDW TIDEWATER ORD Energy 2,000.0 $167K 0.07% -2K -50.5% $83.50 +0.5%
56 FISV FISERV ORD Technology 3,000.0 $167K 0.07% -5K -63.9% $55.67 +0.7%
57 PAAS PAN AMER SILVER ORD Basic Materials 3,000.0 $163K 0.07% -461.0 -13.3% $54.33 -2.7%
58 AMRIZE ORD 2,710.0 $151K 0.07% -3K -52.4% $55.72
59 USGO US GOLDMINING ORD Basic Materials 13,000.0 $151K 0.07% -2K -14.2% $11.62 -4.7%
60 WRBY WARBY PARKER CL A ORD Healthcare 6,624.0 $139K 0.06% -35K -84.0% $20.98 +21.6%
Page 3 of 10  ·  196 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%