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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 33 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 TRST TRUSTCO BANK ORD Financial Services 300.0 $12K 0.00% NEW $40.00 +25.7%
642 WWD WOODWARD ORD Industrials 40.0 $12K 0.00% NEW $300.00 +18.8%
643 ADM ARCHER DANIELS MIDLAND ORD Consumer Defensive 200.0 $11K 0.00% NEW $55.00 +40.2%
644 CC CHEMOURS ORD Basic Materials 1,000.0 $11K 0.00% NEW $11.00 +94.9%
645 FSLR FIRST SOLAR ORD Energy 44.0 $11K 0.00% NEW $250.00 -0.4%
646 FCX CALL FREEPORT MCMORAN ORD Basic Materials 234.0 $11K 0.00% NEW $47.01 +32.6%
647 PFLT PENNANTPARK FLOATING RATE CAPITA ORD Financial Services 1,200.0 $11K 0.00% NEW $9.17 -9.6%
648 RCS PIMCO STRATEGIC INCOME CF Financial Services 2,000.0 $11K 0.00% NEW $5.50 -2.0%
649 XLU STATE STRT UTLTES SLET SCTR SPDR ETF 270.0 $11K 0.00% NEW $40.74 +10.5%
650 SNAP SNAP CL A ORD Communication Services 1,378.0 $11K 0.00% NEW $7.98 -29.5%
651 FJET STARFIGHTERS SPACE ORD Industrials 1,000.0 $11K 0.00% NEW $11.00 -53.2%
652 TEO TELECOM ARGENTINA ADR REP 5 CL B ORD Communication Services 1,000.0 $11K 0.00% NEW $11.00 +6.4%
653 SUTRO BIOPHARMA ORD 1,000.0 $11K 0.00% NEW $11.00
654 HENNESSY CAPITAL INVESTMENT VII ORD 1,110.0 $11K 0.00% NEW $9.91
655 AA PUT ALCOA ORD Basic Materials 200.0 $10K 0.00% NEW $50.00 +32.5%
656 B BARRICK MINING ORD Basic Materials 234.0 $10K 0.00% NEW $42.74 -3.5%
657 BLDR BUILDERS FIRSTSOURCE ORD Industrials 105.0 $10K 0.00% NEW $95.24 -22.4%
658 CVE CENOVUS ENERGY ORD Energy 600.0 $10K 0.00% NEW $16.67 +81.8%
659 CRON CRONOS GROUP ORD Healthcare 3,979.0 $10K 0.00% NEW $2.51 +8.6%
660 UCO CALL PROSHARES ULTRA BLOOM CRUDE ETF (PSE) Financial Services 560.0 $10K 0.00% NEW $17.86 +169.8%
Page 33 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%