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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 9 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 GOOG ALPHABET CL C ORD Communication Services 1,294.0 $406K 0.12% NEW $313.76 +25.3%
162 XLE STATE STRET ENRGY SLECT SEC SPDR ETF 9,040.0 $404K 0.11% NEW $44.69 +37.1%
163 ANNALY CAPITAL MANAGEMENT REIT ORD 17,600.0 $393K 0.11% NEW $22.33
164 NWSA NEWS CL A ORD Communication Services 15,000.0 $391K 0.11% NEW $26.07 +0.8%
165 VKTX VIKING THERAPEUTICS ORD Healthcare 10,464.0 $368K 0.10% NEW $35.17 -18.4%
166 CWAN CLEARWATER ANALYTICS HOLDIN CL A ORD Technology 15,000.0 $361K 0.10% NEW $24.07 +1.4%
167 SQQQ PROSHARES ULTRAPRO SHORT QQQ ETF 5,278.0 $361K 0.10% NEW $68.40 -35.1%
168 MHLA MAIDEN HOLDINGS LTD Financial Services 27,348.0 $355K 0.10% NEW $12.98 +0.4%
169 ASTL ALGOMA STEEL GROUP ORD Basic Materials 85,993.0 $352K 0.10% NEW $4.09 +26.5%
170 TAP MOLSON COORS BEVERAGE COMPA CL B ORD Consumer Defensive 7,500.0 $350K 0.10% NEW $46.67 -10.7%
171 ABVX ABIVAX SA ADR Healthcare 2,590.0 $349K 0.10% NEW $134.75 -15.6%
172 SKEENA RESOURCES ORD 14,600.0 $346K 0.10% NEW $23.70
173 FDX FEDEX ORD Industrials 1,186.0 $342K 0.10% NEW $288.36 +28.2%
174 CYTK CYTOKINETICS ORD Healthcare 5,260.0 $334K 0.09% NEW $63.50 +18.4%
175 AOS A O SMITH ORD Industrials 5,000.0 $334K 0.09% NEW $66.80 -16.2%
176 FIVN FIVE9 ORD Technology 16,450.0 $329K 0.09% NEW $20.00 +5.6%
177 GTLB GITLAB CL A ORD Technology 8,620.0 $323K 0.09% NEW $37.47 -33.0%
178 YIELDMAX COIN OPTN INC STRG ETF 8,160.0 $321K 0.09% NEW $39.34
179 KEZAR LIFE SCIENCES ORD 50,000.0 $314K 0.09% NEW $6.28
180 RHP RYMAN HOSPITALITY PROP REIT ORD Real Estate 3,300.0 $312K 0.09% NEW $94.55 +14.8%
Page 9 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%