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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 2 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BLK BLACKROCK INC COM Financial Services 289.0 $295K 0.06% +2.0 +0.7% $1022.00 +5.9%
22 XEL XCEL ENERGY INC COM Utilities 3,498.0 $281K 0.06% +25.0 +0.7% $80.44 -3.1%
23 QCOM QUALCOMM INC COM Technology 2,027.0 $266K 0.05% +12.0 +0.6% $131.23 +53.5%
24 IBM INTERNATIONAL BUSINESS MACHS COM Technology 1,117.0 $266K 0.05% +7.0 +0.6% $237.84 -7.8%
25 MS MORGAN STANLEY COM NEW Financial Services 821.0 $149K 0.03% +5.0 +0.6% $181.21 +6.2%
26 AMGN AMGEN INC COM Healthcare 383.0 $134K 0.03% +2.0 +0.5% $350.23 -7.4%
27 UBER UBER TECHNOLOGIES INC COM Technology 1,837.0 $133K 0.03% +336.0 +22.4% $72.34 +3.8%
28 VUG VANGUARD GROWTH ETF 261.0 $122K 0.02% +10.0 +4.0% $467.85 -81.4%
29 MRK MERCK & CO INC COM Healthcare 998.0 $120K 0.02% +6.0 +0.6% $120.19 -7.3%
30 C CITIGROUP INC COM NEW Financial Services 941.0 $119K 0.02% +18.0 +1.9% $126.29 -3.1%
31 AFL AFLAC INC COM Financial Services 1,039.0 $116K 0.02% +6.0 +0.6% $112.09 +5.9%
32 EPD ENTERPRISE PRODS PARTNERS L P COM Energy 2,770.0 $104K 0.02% +26.0 +0.9% $37.42 +4.8%
33 SCHA SCHWAB U.S. SMALL-CAP ETF 3,100.0 $97K 0.02% +286.0 +10.2% $31.21 +3.6%
34 SO SOUTHERN CO COM Utilities 858.0 $82K 0.02% +6.0 +0.7% $95.96 -3.5%
35 VO VANGUARD MID-CAP ETF 272.0 $82K 0.02% +3.0 +1.1% $299.90 -74.5%
36 CMCSA COMCAST CORP NEW CL A Communication Services 2,622.0 $74K 0.01% +361.0 +16.0% $28.05 -11.1%
37 TXN TEXAS INSTRS INC COM Technology 339.0 $73K 0.01% +2.0 +0.6% $216.63 +39.7%
38 VTV VANGUARD VALUE ETF 328.0 $66K 0.01% +25.0 +8.2% $202.47 +2.4%
39 SPG SIMON PPTY GROUP INC NEW COM Real Estate 325.0 $65K 0.01% +4.0 +1.2% $200.72 -0.3%
40 OLED UNIVERSAL DISPLAY CORP COM Technology 636.0 $64K 0.01% +4.0 +0.6% $100.44 -7.8%
Page 2 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%