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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 1 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 RWL INVESCO S&P 500 REVENUE ETF 575,024.0 $67.9M 13.12% NEW $118.06 +5.9%
2 IETC ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF 641,304.0 $65.9M 12.73% NEW $102.71 +3.7%
3 SPY SPDR S&P 500 ETF TRUST Financial Services 66,020.0 $45.8M 8.85% NEW $694.07 +6.4%
4 QQQ INVESCO QQQ TRUST SERIES I Financial Services 69,558.0 $43.6M 8.42% NEW $626.65 +12.6%
5 IYG ISHARES US FINANCIAL SERVICES ETF 420,525.0 $39.7M 7.66% NEW $94.32 -7.7%
6 IYJ ISHARES U.S. INDUSTRIALS ETF 214,805.0 $33.2M 6.42% NEW $154.65 +0.3%
7 SPYG STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF 305,082.0 $32.9M 6.36% NEW $107.92 +8.9%
8 SMH VANECK SEMICONDUCTOR ETF 66,090.0 $25.7M 4.97% NEW $389.22 +40.3%
9 NVDA NVIDIA CORPORATION COM Technology 134,836.0 $24.9M 4.82% NEW $184.86 +21.9%
10 MSFT MICROSOFT CORP COM Technology 49,441.0 $23.7M 4.58% NEW $479.28 -12.0%
11 AAPL APPLE INC COM Technology 86,174.0 $22.4M 4.32% NEW $259.37 +14.8%
12 AMZN AMAZON COM INC COM Consumer Cyclical 78,981.0 $19.5M 3.77% NEW $247.38 +7.1%
13 COST COSTCO WHSL CORP NEW COM Consumer Defensive 14,999.0 $13.9M 2.68% NEW $924.86 +13.4%
14 DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 14,871.0 $7.4M 1.42% NEW $495.03 +0.4%
15 SCHW SCHWAB CHARLES CORP COM Financial Services 29,511.0 $3.0M 0.57% NEW $100.17 -9.3%
16 JPM JPMORGAN CHASE & CO. COM Financial Services 7,425.0 $2.4M 0.47% NEW $329.18 -9.5%
17 AVGO BROADCOM INC COM Technology 7,079.0 $2.4M 0.47% NEW $344.96 +22.0%
18 GOOG ALPHABET INC CAP STK CL C Communication Services 6,359.0 $2.1M 0.40% NEW $329.15 +19.5%
19 V VISA INC COM CL A Financial Services 4,632.0 $1.6M 0.31% NEW $349.75 -6.9%
20 IJK ISHARES S&P MID-CAP 400 GROWTH ETF 14,290.0 $1.4M 0.28% NEW $101.35 +8.2%
Page 1 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%