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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 4 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 PFE PFIZER INC COM Healthcare 910.0 $25K 0.01% +212.0 +30.4% $27.33 -7.3%
62 RDVI FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF 902.0 $25K 0.01% +19.0 +2.1% $27.21 -0.4%
63 EMR EMERSON ELEC CO COM Industrials 154.0 $22K 0.00% +1.0 +0.7% $144.15 -7.7%
64 NKE NIKE INC CL B Consumer Cyclical 509.0 $22K 0.00% +60.0 +13.4% $42.92 -2.4%
65 WFC WELLS FARGO & CO COM Financial Services 229.0 $20K 0.00% +2.0 +0.9% $86.50 -15.1%
66 ASML ASML HLDG NV N Y REGISTRY SHS Technology 13.0 $20K 0.00% +4.0 +44.4% $1500.23 -1.9%
67 IREN IREN LIMITED ORDINARY SHARES Financial Services 450.0 $19K 0.00% +300.0 +200.0% $43.07 +22.9%
68 OHI OMEGA HEALTHCARE INVS INC COM Real Estate 423.0 $19K 0.00% +6.0 +1.4% $45.37 +4.3%
69 VIG VANGUARD DIVIDEND APPRECIATION ETF 83.0 $18K 0.00% +1.0 +1.2% $222.71 +3.5%
70 PRU PRUDENTIAL FINL INC COM Financial Services 187.0 $18K 0.00% +3.0 +1.6% $98.28 +3.7%
71 BLOCK INC CL A 285.0 $18K 0.00% +100.0 +54.0% $64.22
72 BRSP BRIGHTSPIRE CAPITAL INC COM CL A Real Estate 3,041.0 $18K 0.00% +80.0 +2.7% $5.88 -2.0%
73 FSK FS KKR CAP CORP COM Financial Services 1,711.0 $18K 0.00% +71.0 +4.3% $10.37 +5.9%
74 COP CONOCOPHILLIPS COM Energy 135.0 $17K 0.00% +1.0 +0.8% $123.60 -1.0%
75 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 287.0 $17K 0.00% +3.0 +1.1% $58.11 -1.4%
76 UNILEVER PLC SPON ADR NEW 258.0 $15K 0.00% +2.0 +0.8% $58.33
77 GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI Financial Services 1,297.0 $15K 0.00% +58.0 +4.7% $11.42 -2.9%
78 CQP CHENIERE ENERGY PARTNERS L P COM UNIT Energy 217.0 $14K 0.00% +2.0 +0.9% $62.35 +1.9%
79 EFV ISHARES MSCI EAFE VALUE ETF 169.0 $13K 0.00% +6.0 +3.7% $77.97 +0.3%
80 FNX FIRST TRUST MID CAP CORE ALPHADEX FUND 95.0 $13K 0.00% +1.0 +1.1% $134.00 +1.3%
Page 4 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%