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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 5 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 IONQ IONQ INC COM Technology 400.0 $12K 0.00% +100.0 +33.3% $29.76 +63.7%
82 HSY HERSHEY CO COM Consumer Defensive 60.0 $12K 0.00% +1.0 +1.7% $196.15 -2.8%
83 SLYV STATE STREET SPDR S&P 600 SMALL CAP VALUE ETF 117.0 $12K 0.00% +1.0 +0.9% $98.99 +0.8%
84 IAU ISHARES GOLD TRUST Financial Services 129.0 $12K 0.00% +38.0 +41.8% $89.21 -5.7%
85 SIRI SIRIUSXM HOLDINGS INC COMMON STOCK Communication Services 469.0 $11K 0.00% +6.0 +1.3% $23.89 +7.7%
86 UNM UNUM GROUP COM Financial Services 142.0 $11K 0.00% +1.0 +0.7% $77.13 +6.3%
87 AEP AMERICAN ELEC PWR CO INC COM Utilities 78.0 $10K 0.00% +1.0 +1.3% $134.19 -4.9%
88 FSCO FS CREDIT OPPORTUNITIES CORP COMMON STOCK Financial Services 1,751.0 $9K 0.00% +61.0 +3.6% $5.05 +1.0%
89 GM GENERAL MTRS CO COM Consumer Cyclical 114.0 $9K 0.00% +21.0 +22.6% $76.96 -7.3%
90 CCL CARNIVAL CORP COMMON STOCK Consumer Cyclical 302.0 $8K 0.00% +2.0 +0.7% $27.71 -14.2%
91 VCTR VICTORY CAP HLDGS INC DEL COM CL A Financial Services 105.0 $7K 0.00% +1.0 +1.0% $68.91 +23.8%
92 MPLX MPLX LP COM UNIT REP LTD Energy 96.0 $5K 0.00% +2.0 +2.1% $55.80 -1.0%
93 BBWI BATH & BODY WORKS INC COM Consumer Cyclical 281.0 $5K 0.00% +2.0 +0.7% $18.37 -11.9%
94 CL COLGATE PALMOLIVE CO COM Consumer Defensive 61.0 $5K 0.00% +1.0 +1.7% $83.61 +7.3%
95 CION CION INVT CORP COM Financial Services 658.0 $5K 0.00% +25.0 +4.0% $7.07 -6.8%
96 KMI KINDER MORGAN INC DEL COM Energy 137.0 $4K 0.00% +1.0 +0.7% $32.01 +5.2%
97 GIS GENERAL MILLS INC COM Consumer Defensive 126.0 $4K 0.00% +125.0 +10000.0% $34.56 -4.2%
98 FHN FIRST HORIZON CORPORATION COM Financial Services 147.0 $4K 0.00% +1.0 +0.7% $24.34 -3.4%
99 MSC INCOME FUND INC COM 280.0 $3K 0.00% +94.0 +50.5% $12.34
100 VAC MARRIOTT VACATIONS WORLDWIDE C COM Consumer Cyclical 46.0 $3K 0.00% +1.0 +2.2% $68.24 +3.9%
Page 5 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%