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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 4 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 JNJ JOHNSON & JOHNSON COM Healthcare 1,479.0 $302K 0.06% NEW $204.43 +12.4%
62 OKLO OKLO INC COM CL A Utilities 2,700.0 $284K 0.06% NEW $105.31 -47.2%
63 MEG MONTROSE ENVIRONMENTAL GROUP I COM Industrials 10,000.0 $263K 0.05% NEW $26.33 -41.0%
64 XEL XCEL ENERGY INC COM Utilities 3,473.0 $258K 0.05% NEW $74.26 +7.7%
65 SHEL SHELL PLC SPON ADS Energy 3,598.0 $255K 0.05% NEW $70.82 +24.9%
66 WMB WILLIAMS COS INC COM Energy 4,188.0 $253K 0.05% NEW $60.31 +31.0%
67 CRM SALESFORCE INC COM Technology 967.0 $251K 0.05% NEW $259.97 -30.8%
68 PYLD PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND 8,548.0 $229K 0.04% NEW $26.81 -2.7%
69 ROP ROPER TECHNOLOGIES INC COM Industrials 507.0 $220K 0.04% NEW $434.67 -23.6%
70 MDGL MADRIGAL PHARMACEUTICALS INC COM Healthcare 424.0 $218K 0.04% NEW $514.06 +1.7%
71 MO ALTRIA GROUP INC COM Consumer Defensive 3,648.0 $210K 0.04% NEW $57.53 +29.1%
72 LRCX LAM RESEARCH CORP COM NEW Technology 929.0 $203K 0.04% NEW $218.41 +26.1%
73 EFA ISHARES MSCI EAFE ETF 2,040.0 $202K 0.04% NEW $98.81 +3.6%
74 BERKSHIRE HATHAWAY INC DEL CL B NEW 392.0 $196K 0.04% NEW $499.10
75 AEM AGNICO EAGLE MINES LTD COM Basic Materials 1,000.0 $191K 0.04% NEW $191.14 -8.3%
76 DAL DELTA AIR LINES INC DEL COM NEW Industrials 2,610.0 $189K 0.04% NEW $72.32 -5.1%
77 TSLA TESLA INC COM Consumer Cyclical 414.0 $184K 0.04% NEW $445.01 -9.7%
78 PEY INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF 8,536.0 $181K 0.04% NEW $21.24 +2.8%
79 PEP PEPSICO INC COM Consumer Defensive 1,278.0 $179K 0.04% NEW $139.91 +7.4%
80 AJG GALLAGHER ARTHUR J & CO COM Financial Services 674.0 $178K 0.03% NEW $264.70 -21.8%
Page 4 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%