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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 6 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 HON HONEYWELL INTL INC COM Industrials 531.0 $110K 0.02% NEW $207.41 +4.7%
102 MRK MERCK & CO INC COM Healthcare 992.0 $110K 0.02% NEW $110.53 +1.8%
103 WMT WALMART INC COM Consumer Defensive 949.0 $109K 0.02% NEW $114.56 +16.4%
104 IWB ISHARES RUSSELL 1000 ETF 285.0 $108K 0.02% NEW $380.58 +5.1%
105 ETN EATON CORP PLC SHS Industrials 330.0 $107K 0.02% NEW $324.51 +17.7%
106 BSX BOSTON SCIENTIFIC CORP COM Healthcare 1,068.0 $104K 0.02% NEW $97.64 -41.8%
107 ENTERGY CORP NEW COM 1,000.0 $94K 0.02% NEW $93.52
108 IWM ISHARES RUSSELL 2000 ETF 359.0 $93K 0.02% NEW $260.36 +4.9%
109 IRM IRON MTN INC DEL COM Real Estate 1,000.0 $89K 0.02% NEW $89.19 +39.0%
110 SCHV SCHWAB U.S. LARGE-CAP VALUE ETF 2,891.0 $89K 0.02% NEW $30.62 +6.2%
111 EPD ENTERPRISE PRODS PARTNERS L P COM Energy 2,744.0 $88K 0.02% NEW $32.04 +23.2%
112 LULU LULULEMON ATHLETICA INC COM Consumer Cyclical 429.0 $87K 0.02% NEW $203.90 -41.0%
113 SCHA SCHWAB U.S. SMALL-CAP ETF 2,814.0 $85K 0.02% NEW $30.11 +6.5%
114 ONEQ FIDELITY NASDAQ COMPOSITE INDEX ETF 908.0 $84K 0.02% NEW $93.06 +9.5%
115 AMD ADVANCED MICRO DEVICES INC COM Technology 401.0 $81K 0.02% NEW $203.17 +103.8%
116 VO VANGUARD MID-CAP ETF 269.0 $80K 0.02% NEW $298.30 -74.5%
117 OLED UNIVERSAL DISPLAY CORP COM Technology 632.0 $79K 0.01% NEW $125.77 -28.9%
118 MRSH MARSH & MCLENNAN COS INC COM Financial Services 427.0 $79K 0.01% NEW $185.81 -10.7%
119 ELV ELEVANCE HEALTH INC FORMERLY A COM Healthcare 212.0 $79K 0.01% NEW $372.12 +5.9%
120 AGG ISHARES CORE U.S. AGGREGATE BOND ETF 788.0 $79K 0.01% NEW $100.10 -2.5%
Page 6 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%