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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 1 of 3  ·  48 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SMH VANECK SEMICONDUCTOR ETF 65,171.0 $28.9M 5.63% -919.0 -1.4% $443.34 +23.2%
2 NVDA NVIDIA CORPORATION COM Technology 130,308.0 $24.7M 4.81% -5K -3.4% $189.31 +17.5%
3 COST COSTCO WHOLESALE CORPORATION COM Consumer Defensive 14,708.0 $14.4M 2.81% -291.0 -1.9% $980.86 +9.7%
4 SCHW SCHWAB CHARLES CORP COM Financial Services 27,695.0 $2.7M 0.52% -2K -6.2% $96.79 -4.5%
5 AVGO BROADCOM INC COM Technology 6,877.0 $2.6M 0.51% -202.0 -2.9% $379.75 +10.8%
6 IJK ISHARES S&P MID-CAP 400 GROWTH ETF 14,179.0 $1.5M 0.29% -111.0 -0.8% $106.78 +2.7%
7 NFLX NETFLIX INC. COM Communication Services 13,173.0 $1.4M 0.27% -70.0 -0.5% $103.16 -13.1%
8 ABBV ABBVIE INC COM Healthcare 4,755.0 $982K 0.19% -215.0 -4.3% $206.46 +1.4%
9 XSMO INVESCO S&P SMALLCAP MOMENTUM ETF 11,187.0 $925K 0.18% -586.0 -5.0% $82.68 +1.8%
10 NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 7,025.0 $756K 0.15% -327.0 -4.5% $107.56 -0.7%
11 GEV GE VERNOVA INC COM Utilities 740.0 $733K 0.14% -40.0 -5.1% $991.20 +2.1%
12 CSX CSX CORP COM Industrials 16,134.0 $683K 0.13% -591.0 -3.5% $42.35 +9.1%
13 META META PLATFORMS INC CL A Communication Services 903.0 $573K 0.11% -160.0 -15.1% $634.38 -3.7%
14 GE GE AEROSPACE COM NEW Industrials 1,797.0 $560K 0.11% -46.0 -2.5% $311.87 -8.3%
15 HD HOME DEPOT INC COM Consumer Cyclical 1,310.0 $447K 0.09% -8.0 -0.6% $341.22 -12.1%
16 PG PROCTER & GAMBLE CO COM Consumer Defensive 2,910.0 $418K 0.08% -968.0 -25.0% $143.60 -0.9%
17 KO COCA COLA CO COM Consumer Defensive 3,872.0 $296K 0.06% -548.0 -12.4% $76.40 +6.3%
18 JNJ JOHNSON & JOHNSON COM Healthcare 1,223.0 $291K 0.06% -256.0 -17.3% $237.97 -3.8%
19 WMB WILLIAMS COS INC COM Energy 4,012.0 $287K 0.06% -176.0 -4.2% $71.54 +8.6%
20 BAC BANK OF AMER CORP COM Financial Services 5,167.0 $276K 0.05% -350.0 -6.3% $53.35 -5.0%
Page 1 of 3  ·  48 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%