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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 10 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 UNP UNION PAC CORP COM Industrials 116.0 $26K 0.01% NEW $227.47 +21.0%
182 ZS ZSCALER INC COM Technology 112.0 $24K 0.01% NEW $216.73 -19.4%
183 RDVI FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF 883.0 $24K 0.01% NEW $27.36 -1.6%
184 FSK FS KKR CAP CORP COM Financial Services 1,640.0 $24K 0.01% NEW $14.57 -26.4%
185 LITE LUMENTUM HLDGS INC COM Technology 66.0 $23K 0.00% NEW $351.42 +151.8%
186 IEFA ISHARES CORE MSCI EAFE ETF 244.0 $22K 0.00% NEW $91.98 +3.7%
187 FCX FREEPORT-MCMORAN INC CL B Basic Materials 396.0 $22K 0.00% NEW $56.53 +7.0%
188 SNOW SNOWFLAKE INC COM SHS Technology 101.0 $22K 0.00% NEW $219.09 -25.0%
189 EMR EMERSON ELEC CO COM Industrials 153.0 $22K 0.00% NEW $144.26 -8.3%
190 WFC WELLS FARGO CO NEW COM Financial Services 227.0 $22K 0.00% NEW $96.10 -22.6%
191 PRU PRUDENTIAL FINL INC COM Financial Services 184.0 $22K 0.00% NEW $118.00 -12.7%
192 MBB ISHARES MBS ETF 226.0 $22K 0.00% NEW $95.80 -2.8%
193 USMV ISHARES MSCI USA MIN VOL FACTOR ETF 223.0 $21K 0.00% NEW $94.64 +1.2%
194 VYM VANGUARD HIGH DIVIDEND YIELD INDEX ETF 140.0 $21K 0.00% NEW $147.26 +5.9%
195 SKYX SKYX PLATFORMS CORP COM Industrials 10,000.0 $20K 0.00% NEW $2.04 -46.6%
196 TGT TARGET CORP COM Consumer Defensive 187.0 $20K 0.00% NEW $105.44 +17.0%
197 DHR DANAHER CORPORATION COM Healthcare 82.0 $20K 0.00% NEW $238.74 -31.4%
198 BP BP PLC SPONSORED ADR Energy 557.0 $19K 0.00% NEW $34.27 +34.6%
199 TOL TOLL BROTHERS INC COM Consumer Cyclical 130.0 $19K 0.00% NEW $145.28 -12.6%
200 VIG VANGUARD DIVIDEND APPRECIATION ETF 82.0 $19K 0.00% NEW $226.06 +1.5%
Page 10 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%