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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $513M AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 10 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 FCX FREEPORT MCMORAN INC CL B Basic Materials 396.0 $27K 0.01% $68.03 -12.4%
182 CRWD CROWDSTRIKE HLDGS INC CL A Technology 66.0 $27K 0.01% $402.24 +53.9%
183 BP BP PLC SPONSORED ADR Energy 560.0 $26K 0.01% +3.0 +0.5% $46.42 -1.1%
184 SPGP INVESCO S&P 500 GARP ETF 229.0 $26K 0.01% $113.49 +1.8%
185 RIVN RIVIAN AUTOMOTIVE INC COM CL A Consumer Cyclical 1,620.0 $26K 0.01% $15.90 -19.1%
186 XRPC CANARY XRP ETF 1,753.0 $25K 0.01% NEW $14.39 +1.3%
187 PFE PFIZER INC COM Healthcare 910.0 $25K 0.01% +212.0 +30.4% $27.33 -6.1%
188 RDVI FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF 902.0 $25K 0.01% +19.0 +2.1% $27.21 -0.7%
189 SAP SAP SE SPON ADR Technology 140.0 $24K 0.01% $169.57 +5.8%
190 IEFA ISHARES CORE MSCI EAFE ETF 244.0 $23K 0.01% $95.75 -0.0%
191 NVO NOVO-NORDISK A S ADR Healthcare 593.0 $23K 0.00% $37.98 +17.4%
192 EMR EMERSON ELEC CO COM Industrials 154.0 $22K 0.00% +1.0 +0.7% $144.15 -8.0%
193 SOUN SOUNDHOUND AI INC CLASS A COM Technology 3,237.0 $22K 0.00% $6.84 +22.9%
194 TGT TARGET CORP COM Consumer Defensive 187.0 $22K 0.00% $118.18 +6.8%
195 NKE NIKE INC CL B Consumer Cyclical 509.0 $22K 0.00% +60.0 +13.4% $42.92 -0.6%
196 VYM VANGUARD HIGH DIVIDEND YIELD INDEX ETF 140.0 $21K 0.00% $153.19 +2.2%
197 PODD INSULET CORP COM Healthcare 108.0 $21K 0.00% $197.81 -22.3%
198 USMV ISHARES MSCI USA MIN VOL FACTOR ETF 223.0 $21K 0.00% $93.51 +2.8%
199 VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF 433.0 $20K 0.00% NEW $47.12 -2.2%
200 WFC WELLS FARGO & CO COM Financial Services 229.0 $20K 0.00% +2.0 +0.9% $86.50 -13.4%
Page 10 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%