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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $513M AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 11 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 ASML ASML HLDG NV N Y REGISTRY SHS Technology 13.0 $20K 0.00% +4.0 +44.4% $1500.23 -2.7%
202 IREN IREN LIMITED ORDINARY SHARES Financial Services 450.0 $19K 0.00% +300.0 +200.0% $43.07 +17.2%
203 OHI OMEGA HEALTHCARE INVS INC COM Real Estate 423.0 $19K 0.00% +6.0 +1.4% $45.37 +6.5%
204 FNDX SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF 645.0 $19K 0.00% NEW $28.89 +4.8%
205 PEXL PACER US EXPORT LEADERS ETF 291.0 $19K 0.00% $63.95 +7.0%
206 VIG VANGUARD DIVIDEND APPRECIATION ETF 83.0 $18K 0.00% +1.0 +1.2% $222.71 +3.0%
207 TOL TOLL BROTHERS INC COM Consumer Cyclical 130.0 $18K 0.00% $141.45 -10.2%
208 PRU PRUDENTIAL FINL INC COM Financial Services 187.0 $18K 0.00% +3.0 +1.6% $98.28 +4.8%
209 BLOCK INC CL A 285.0 $18K 0.00% +100.0 +54.0% $64.22
210 IJH ISHARES CORE S&P MID-CAP ETF 256.0 $18K 0.00% $71.10 +0.5%
211 SCHI SCHWAB 5-10 YEAR CORPORATE BOND ETF 793.0 $18K 0.00% NEW $22.80 -2.0%
212 SDVY FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF 430.0 $18K 0.00% $41.63 -2.4%
213 BRSP BRIGHTSPIRE CAPITAL INC COM CL A Real Estate 3,041.0 $18K 0.00% +80.0 +2.7% $5.88 -3.7%
214 FSK FS KKR CAP CORP COM Financial Services 1,711.0 $18K 0.00% +71.0 +4.3% $10.37 +3.4%
215 HPE HEWLETT PACKARD ENTERPRISE CO COM Technology 709.0 $18K 0.00% $24.80 +33.1%
216 ORLY OREILLY AUTOMOTIVE INC COM Consumer Cyclical 180.0 $17K 0.00% $94.01 -2.4%
217 COP CONOCOPHILLIPS COM Energy 135.0 $17K 0.00% +1.0 +0.8% $123.60 +0.8%
218 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 287.0 $17K 0.00% +3.0 +1.1% $58.11 +0.3%
219 SOLS SOLSTICE ADVANCED MATLS INC COM SHS Basic Materials 203.0 $17K 0.00% NEW $82.05 +0.0%
220 DHR DANAHER CORP DEL COM Healthcare 82.0 $16K 0.00% $196.22 -16.5%
Page 11 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%