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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 14 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 UNM UNUM GROUP COM Financial Services 142.0 $11K 0.00% +1.0 +0.7% $77.13 +5.9%
262 IWR ISHARES RUSSELL MIDCAP ETF 105.0 $11K 0.00% $102.22 +1.4%
263 HAL HALLIBURTON CO COM Energy 272.0 $11K 0.00% $38.63 +8.1%
264 IDV ISHARES INTERNATIONAL SELECT DIVIDEND ETF 237.0 $10K 0.00% $44.23 +1.9%
265 AEP AMERICAN ELEC PWR CO INC COM Utilities 78.0 $10K 0.00% +1.0 +1.3% $134.19 -4.9%
266 NXPI NXP SEMICONDUCTORS N V COM Technology 50.0 $10K 0.00% $208.00 +40.1%
267 GBTC GRAYSCALE BITCOIN TRUST ETF Financial Services 182.0 $10K 0.00% $57.09 +4.5%
268 SCHR SCHWAB INTERMEDIATE-TERM US TREASURY ETF 409.0 $10K 0.00% NEW $24.92 -1.6%
269 HCA HCA HEALTHCARE INC COM Healthcare 20.0 $10K 0.00% $508.15 -16.8%
270 INTU INTUIT COM Technology 27.0 $10K 0.00% $372.11 +5.6%
271 ISRG INTUITIVE SURGICAL INC COM NEW Healthcare 21.0 $10K 0.00% $458.95 -8.2%
272 GSK GSK PLC SPONSORED ADR Healthcare 155.0 $9K 0.00% $58.94 -15.7%
273 BCS BARCLAYS PLC ADR Financial Services 381.0 $9K 0.00% $23.83 -3.7%
274 RCL ROYAL CARIBBEAN GROUP COM Consumer Cyclical 32.0 $9K 0.00% $283.53 -8.2%
275 FSCO FS CREDIT OPPORTUNITIES CORP COMMON STOCK Financial Services 1,751.0 $9K 0.00% +61.0 +3.6% $5.05 +0.4%
276 GM GENERAL MTRS CO COM Consumer Cyclical 114.0 $9K 0.00% +21.0 +22.6% $76.96 -2.7%
277 CARR CARRIER GLOBAL CORPORATION COM Industrials 132.0 $8K 0.00% $64.32 +0.3%
278 CCL CARNIVAL CORP COMMON STOCK Consumer Cyclical 302.0 $8K 0.00% +2.0 +0.7% $27.71 -10.1%
279 IJR ISHARES CORE S&P SMALL CAP ETF 63.0 $8K 0.00% $131.81 +2.0%
280 PKW INVESCO BUYBACK ACHIEVERS ETF 60.0 $8K 0.00% $137.38 -1.8%
Page 14 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%