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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 15 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 APH AMPHENOL CORP CL A Technology 55.0 $8K 0.00% $145.73 -18.5%
282 AMAT APPLIED MATLS INC COM Technology 20.0 $8K 0.00% $395.75 +2.9%
283 SQM SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B Basic Materials 90.0 $8K 0.00% $87.63 -7.2%
284 SCHE SCHWAB EMERGING MARKETS EQUITY ETF 226.0 $8K 0.00% NEW $34.84 +0.8%
285 FORTINET INC COM 100.0 $8K 0.00% $78.74
286 ACGL ARCH CAP GROUP LTD ORD Financial Services 79.0 $8K 0.00% $97.10 -1.9%
287 WBD WARNER BROS DISCOVERY INC COM SER A Communication Services 269.0 $7K 0.00% -47.0 -14.9% $27.39 -1.3%
288 VCTR VICTORY CAP HLDGS INC DEL COM CL A Financial Services 105.0 $7K 0.00% +1.0 +1.0% $68.91 +23.8%
289 HSBC HSBC HLDGS PLC SPON ADR NEW Financial Services 79.0 $7K 0.00% $90.97 -1.8%
290 FNDC SCHWAB FUNDAMENTAL INTERNATIONAL SMALL EQUITY ETF 144.0 $7K 0.00% NEW $49.02 +0.0%
291 MCK MCKESSON CORP COM Healthcare 8.0 $7K 0.00% $864.62 -10.3%
292 MMM 3M CO COM Industrials 45.0 $7K 0.00% $153.27 -2.4%
293 RGTI RIGETTI COMPUTING INC COMMON STOCK Technology 450.0 $7K 0.00% $15.13 +8.4%
294 SLYG STATE STREET SPDR S&P 600 SMALL CAP GROWTH ETF 65.0 $7K 0.00% $104.06 +1.1%
295 QS QUANTUMSCAPE CORP COM CL A Consumer Cyclical 1,000.0 $6K 0.00% $6.44 +14.3%
296 VFC V F CORP COM Consumer Cyclical 337.0 $6K 0.00% $18.46 -9.6%
297 HPQ HP INC COM Technology 308.0 $6K 0.00% -163.0 -34.6% $19.21 +8.4%
298 VRTX VERTEX PHARMACEUTICALS INC COM Healthcare 13.0 $6K 0.00% $440.08 -1.2%
299 RIO RIO TINTO PLC SPONSORED ADR Basic Materials 57.0 $6K 0.00% $99.19 +1.3%
300 MPWR MONOLITHIC PWR SYS INC COM Technology 4.0 $6K 0.00% $1392.50 +5.2%
Page 15 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%