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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 16 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 PHM PULTE GROUP INC COM Consumer Cyclical 41.0 $5K 0.00% NEW $130.93 -14.6%
302 CVS CVS HEALTH CORP COM Healthcare 65.0 $5K 0.00% NEW $79.95 +20.1%
303 LYG LLOYDS BANKING GROUP PLC SPONSORED ADR Financial Services 951.0 $5K 0.00% NEW $5.41 -4.4%
304 BLDR BUILDERS FIRSTSOURCE INC COM Industrials 40.0 $5K 0.00% NEW $124.65 -46.7%
305 MPLX MPLX LP COM UNIT REP LTD Energy 94.0 $5K 0.00% NEW $52.87 +4.9%
306 SNA SNAP ON INC COM Industrials 14.0 $5K 0.00% NEW $354.43 +2.6%
307 CL COLGATE PALMOLIVE CO COM Consumer Defensive 60.0 $5K 0.00% NEW $82.02 +9.8%
308 AI C3 AI INC CL A Technology 350.0 $5K 0.00% NEW $14.02 -37.0%
309 SYK STRYKER CORPORATION COM Healthcare 13.0 $5K 0.00% NEW $372.15 -15.8%
310 PH PARKER-HANNIFIN CORP COM Industrials 5.0 $5K 0.00% NEW $925.00 -7.2%
311 RIO RIO TINTO PLC SPONSORED ADR Basic Materials 57.0 $5K 0.00% NEW $81.12 +27.4%
312 ZIM ZIM INTEGRATED SHIPPING SERV SHS Industrials 205.0 $5K 0.00% NEW $22.40 +14.5%
313 UBS UBS GROUP AG SHS Financial Services 96.0 $5K 0.00% NEW $47.57 -2.7%
314 SNY SANOFI SA SPONSORED ADR Healthcare 92.0 $5K 0.00% NEW $49.03 -11.2%
315 SCHD SCHWAB US DIVIDEND EQUITY ETF 155.0 $4K 0.00% NEW $28.55 +12.4%
316 EBAY EBAY INC. COM Consumer Cyclical 48.0 $4K 0.00% NEW $90.08 +27.0%
317 ING ING GROEP N.V. SPONSORED ADR Financial Services 152.0 $4K 0.00% NEW $28.29 +4.4%
318 SH PROSHARES SHORT S&P500 118.0 $4K 0.00% NEW $35.36 -4.3%
319 RSP INVESCO S&P 500 EQUAL WEIGHT ETF 21.0 $4K 0.00% NEW $196.05 +2.8%
320 CHKP CHECK POINT SOFTWARE TECH LTD ORD Technology 21.0 $4K 0.00% NEW $192.67 -34.6%
Page 16 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%