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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 17 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 VONG VANGUARD RUSSELL 1000 GROWTH ETF 33.0 $4K 0.00% NEW $122.52 +3.8%
322 BHP BHP GROUP LTD SPONSORED ADS Basic Materials 65.0 $4K 0.00% NEW $61.72 +32.9%
323 REGN REGENERON PHARMACEUTICALS COM Healthcare 5.0 $4K 0.00% NEW $801.20 -22.7%
324 D DOMINION ENERGY INC COM Utilities 69.0 $4K 0.00% NEW $57.57 +16.8%
325 INGERSOLL RAND INC COM 46.0 $4K 0.00% NEW $85.50
326 MPWR MONOLITHIC PWR SYS INC COM Technology 4.0 $4K 0.00% NEW $971.75 +50.7%
327 PAYX PAYCHEX INC COM Industrials 34.0 $4K 0.00% NEW $113.68 -16.5%
328 ELECTROCORE INC COM NEW 666.0 $4K 0.00% NEW $5.63
329 SHG SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD Financial Services 69.0 $4K 0.00% NEW $53.94 +16.2%
330 CANADIAN PACIFIC KANSAS CITY COM 52.0 $4K 0.00% NEW $71.58
331 KMI KINDER MORGAN INC DEL COM Energy 136.0 $4K 0.00% NEW $27.02 +24.6%
332 KD KYNDRYL HLDGS INC COMMON STOCK Technology 133.0 $4K 0.00% NEW $27.25 -56.5%
333 FHN FIRST HORIZON CORPORATION COM Financial Services 146.0 $4K 0.00% NEW $24.49 -4.0%
334 DKNG DRAFTKINGS INC NEW COM CL A Consumer Cyclical 100.0 $4K 0.00% NEW $35.17 -26.7%
335 KMB KIMBERLY-CLARK CORP COM Consumer Defensive 36.0 $4K 0.00% NEW $97.39 -1.7%
336 SNX TD SYNNEX CORPORATION COM Technology 23.0 $3K 0.00% NEW $147.26 +53.3%
337 SNN SMITH & NEPHEW PLC SPDN ADR NEW Healthcare 100.0 $3K 0.00% NEW $33.57 -9.1%
338 KBWB INVESCO KBW BANK ETF 38.0 $3K 0.00% NEW $87.61 -4.6%
339 MRVL MARVELL TECHNOLOGY INC COM Technology 39.0 $3K 0.00% NEW $83.69 +102.5%
340 OXY OCCIDENTAL PETE CORP COM Energy 75.0 $3K 0.00% NEW $42.87 +40.2%
Page 17 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%