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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 18 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 XLK STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 22.0 $3K 0.00% NEW $146.14 +19.3%
342 XLE STATE STREET ENERGY SELECT SECTOR SPDR ETF 68.0 $3K 0.00% NEW $46.68 +29.7%
343 KWEB KRANESHARES CSI CHINA INTERNET ETF 88.0 $3K 0.00% NEW $35.83 -21.7%
344 TFII TFI INTL INC COM Industrials 28.0 $3K 0.00% NEW $110.89 +27.3%
345 CI THE CIGNA GROUP COM Healthcare 11.0 $3K 0.00% NEW $281.91 +1.7%
346 TMO THERMO FISHER SCIENTIFIC INC COM Healthcare 5.0 $3K 0.00% NEW $618.80 -29.2%
347 USHY ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF 82.0 $3K 0.00% NEW $37.59 -2.1%
348 HE HAWAIIAN ELEC INDUSTRIES COM Utilities 208.0 $3K 0.00% NEW $14.77 -10.4%
349 O REALTY INCOME CORP COM Real Estate 52.0 $3K 0.00% NEW $57.87 +5.6%
350 BK BANK NEW YORK MELLON CORP COM Financial Services 25.0 $3K 0.00% NEW $120.24 +13.6%
351 NVS NOVARTIS AG SPONSORED ADR Healthcare 21.0 $3K 0.00% NEW $141.52 +4.6%
352 VAC MARRIOTT VACATIONS WORLDWIDE C COM Consumer Cyclical 45.0 $3K 0.00% NEW $65.98 +7.4%
353 ONON ON HLDG AG NAMEN AKT A Consumer Cyclical 60.0 $3K 0.00% NEW $49.12 -24.1%
354 LSTR LANDSTAR SYS INC COM Industrials 18.0 $3K 0.00% NEW $158.33 +11.2%
355 EMLC VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF 110.0 $3K 0.00% NEW $25.86 -2.3%
356 IIM INVESCO VALUE MUN INCOME TR COM Financial Services 222.0 $3K 0.00% NEW $12.56 -4.2%
357 EMF TEMPLETON EMERGING MKTS FD COM Financial Services 146.0 $3K 0.00% NEW $18.28 +19.2%
358 MKZR MACKENZIE RLTY CAP INC COM NEW Real Estate 529.0 $3K 0.00% NEW $4.95 -52.3%
359 MSC INCOME FUND INC COM 186.0 $2K NEW $13.16
360 UDR UDR INC COM Real Estate 61.0 $2K NEW $36.70 +0.6%
Page 18 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%