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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 18 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 MSC INCOME FUND INC COM 280.0 $3K 0.00% +94.0 +50.5% $12.34
342 SNN SMITH & NEPHEW PLC SPDN ADR NEW Healthcare 100.0 $3K 0.00% $34.00 -13.1%
343 O REALTY INCOME CORP COM Real Estate 52.0 $3K 0.00% $63.02 -3.0%
344 BK BANK NEW YORK MELLON CORP COM Financial Services 25.0 $3K 0.00% $131.04 +4.2%
345 NVS NOVARTIS AG SPONSORED ADR Healthcare 21.0 $3K 0.00% $154.48 -4.1%
346 HE HAWAIIAN ELEC INDS INC MTN BE COM Utilities 208.0 $3K 0.00% $15.26 -13.3%
347 VAC MARRIOTT VACATIONS WORLDWIDE C COM Consumer Cyclical 46.0 $3K 0.00% +1.0 +2.2% $68.24 +3.9%
348 LSTR LANDSTAR SYS INC COM Industrials 18.0 $3K 0.00% $171.56 +2.6%
349 CI THE CIGNA GROUP COM Healthcare 11.0 $3K 0.00% $279.73 +2.5%
350 PAYX PAYCHEX INC COM Industrials 34.0 $3K 0.00% $90.29 +1.4%
351 CHKP CHECK POINT SOFTWARE TECH LTD ORD Technology 21.0 $3K 0.00% $142.10 -10.4%
352 AI C3 AI INC CL A Technology 350.0 $3K 0.00% $8.47 +3.3%
353 SCHP SCHWAB US TIPS ETF 110.0 $3K 0.00% NEW $26.82 -0.7%
354 QBTS D-WAVE QUANTUM INC COM Technology 200.0 $3K 0.00% $14.65 +38.9%
355 IIM INVESCO VALUE MUN INCOME TR COM Financial Services 226.0 $3K 0.00% +4.0 +1.8% $12.58 -4.3%
356 DOW DOW HLDGS INC COM Basic Materials 70.0 $3K 0.00% $39.86 -2.8%
357 TMO THERMO FISHER SCIENTIFIC INC COM Healthcare 5.0 $3K 0.00% $514.20 -14.8%
358 EMF TEMPLETON EMERGING MKTS FD COM Financial Services 129.0 $2K -17.0 -11.6% $19.24 +13.3%
359 FCPT FOUR CORNERS PPTY TR INC COM Real Estate 89.0 $2K +1.0 +1.1% $25.04 -2.3%
360 F FORD MTR CO COM Consumer Cyclical 183.0 $2K -266.0 -59.2% $12.17 +10.1%
Page 18 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%