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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 2 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 V VISA INC COM CL A Financial Services 4,671.0 $1.4M 0.28% +39.0 +0.8% $309.38 +7.5%
22 CAT CATERPILLAR INC COM Industrials 1,814.0 $1.4M 0.28% +14.0 +0.8% $791.63 +9.1%
23 NFLX NETFLIX INC. COM Communication Services 13,173.0 $1.4M 0.27% -70.0 -0.5% $103.16 -13.1%
24 ORCL ORACLE CORP COM Technology 7,720.0 $1.2M 0.23% +6K +349.9% $155.61 +19.9%
25 GOOGL ALPHABET INC CAP STK CL A Communication Services 3,548.0 $1.1M 0.22% +37.0 +1.1% $321.28 +23.5%
26 ABBV ABBVIE INC COM Healthcare 4,755.0 $982K 0.19% -215.0 -4.3% $206.46 +1.4%
27 WM WASTE MGMT INC DEL COM Industrials 4,052.0 $936K 0.18% $231.00 -3.6%
28 XSMO INVESCO S&P SMALLCAP MOMENTUM ETF 11,187.0 $925K 0.18% -586.0 -5.0% $82.68 +1.8%
29 CVX CHEVRON CORPORATION COM Energy 4,499.0 $863K 0.17% +38.0 +0.8% $191.79 +2.3%
30 DE DEERE & CO COM Industrials 1,378.0 $831K 0.16% $603.09 -6.4%
31 NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 7,025.0 $756K 0.15% -327.0 -4.5% $107.56 -0.7%
32 GEV GE VERNOVA INC COM Utilities 740.0 $733K 0.14% -40.0 -5.1% $991.20 +2.1%
33 AXP AMERICAN EXPRESS CO COM Financial Services 2,230.0 $722K 0.14% $323.89 -3.6%
34 XOM EXXON MOBIL CORP COM Energy 4,732.0 $722K 0.14% +31.0 +0.7% $152.62 +5.2%
35 BX BLACKSTONE INC COM Financial Services 5,621.0 $685K 0.13% +115.0 +2.1% $121.81 -3.9%
36 CSX CSX CORP COM Industrials 16,134.0 $683K 0.13% -591.0 -3.5% $42.35 +9.1%
37 MAR MARRIOTT INTL INC NEW CL A Consumer Cyclical 1,895.0 $681K 0.13% $359.47 -0.1%
38 MCD MCDONALDS CORP COM Consumer Cyclical 2,018.0 $614K 0.12% +11.0 +0.6% $304.46 -7.2%
39 META META PLATFORMS INC CL A Communication Services 903.0 $573K 0.11% -160.0 -15.1% $634.38 -3.7%
40 GE GE AEROSPACE COM NEW Industrials 1,797.0 $560K 0.11% -46.0 -2.5% $311.87 -8.3%
Page 2 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%