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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 20 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 UPS UNITED PARCEL SVCS INC CL B Industrials 13.0 $1K -42.0 -76.4% $104.92 -5.7%
382 DON WISDOMTREE U.S. MIDCAP DIVIDEND FUND 25.0 $1K $54.48 -0.1%
383 DFIS DIMENSIONAL INTERNATIONAL SMALL CAP ETF 38.0 $1K NEW $35.66 +1.2%
384 HYLB XTRACKERS USD HIGH YIELD CORPORATE BOND ETF 36.0 $1K NEW $36.86 -1.5%
385 DT DYNATRACE INC COM NEW Technology 39.0 $1K $33.74 +13.7%
386 CLEARWAY ENERGY INC CL A 32.0 $1K $39.94
387 VNQI VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF 27.0 $1K NEW $46.78 -2.0%
388 AA ALCOA CORP COM Basic Materials 17.0 $1K $73.88 -15.3%
389 AMTM AMENTUM HOLDINGS INC COM Industrials 44.0 $1K $27.57 -15.5%
390 PTON PELOTON INTERACTIVE INC CL A COM Consumer Cyclical 250.0 $1K $4.73 +11.8%
391 BTC GRAYSCALE BITCOIN MINI TRUST ETF Financial Services 36.0 $1K $32.44 +4.7%
392 FIVA FIDELITY INTERNATIONAL VALUE FACTOR ETF 30.0 $1K $36.87 +1.5%
393 LUMN LUMEN TECHNOLOGIES INC COM Communication Services 142.0 $1K $7.76 +29.5%
394 Q QNITY ELECTRONICS INC COMMON STOCK Technology 8.0 $1K NEW $135.25 +16.3%
395 INVZ INNOVIZ TECHNOLOGIES LTD SHS Consumer Cyclical 1,499.0 $1K $0.69 +5.4%
396 SES SES AI CORPORATION CL A COM Consumer Cyclical 1,000.0 $1K $1.01 +11.9%
397 MET METLIFE INC COM Financial Services 13.0 $957.0 $73.62 +8.4%
398 RC READY CAPITAL CORP COM Real Estate 531.0 $850.0 $1.60 +8.1%
399 MICC MAGNUM ICE CREAM CO NV ORD SHS Consumer Defensive 57.0 $816.0 NEW $14.32 +16.4%
400 BUNGE GLOBAL SA COM SHS 6.0 $772.0 $128.67
Page 20 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%