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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 23 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 USHY ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF 1.0 $34.0 -81.0 -98.8% $34.00 +8.2%
442 HAUZ DBX ETF TRUST - XTRACKERS INTERNATIONAL REAL ESTATE ETF 1.0 $24.0 NEW $24.00 -3.6%
443 WTTR SELECT WATER SOLUTIONS INC CL A COM Utilities 1.0 $15.0 $15.00 +30.4%
444 SPTL STATE STREET SPDR PORTFOLIO LONG TERM TREASURY ETF 1.0 $14.0 -230.0 -99.6% $14.00 +81.7%
445 ICL ICL GROUP LTD SHS Basic Materials 2.0 $9.0 $4.50 +42.7%
446 SPHQ INVESCO S&P 500 QUALITY ETF $7.0 NEW
447 CLX CLOROX CO DEL COM Consumer Defensive $6.0 NEW
448 SPSM STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF $1.0 NEW
449 EMLC VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF $1.0 -100.0%
450 SELF GLOBAL SELF STORAGE INC COM Real Estate NEW
451 DOC HEALTHPEAK PROPERTIES INC COM Real Estate NEW
452 PLD PROLOGIS INC. COM Real Estate NEW
Page 23 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%