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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 3 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 FSLR FIRST SOLAR INC COM Energy 2,650.0 $531K 0.10% $200.35 +13.5%
42 NEE NEXTERA ENERGY INC COM Utilities 5,396.0 $498K 0.10% $92.30 -4.1%
43 DRI DARDEN RESTAURANTS INC COM Consumer Cyclical 2,584.0 $496K 0.10% +19.0 +0.7% $191.90 -0.4%
44 HD HOME DEPOT INC COM Consumer Cyclical 1,310.0 $447K 0.09% -8.0 -0.6% $341.22 -13.7%
45 GS GOLDMAN SACHS GROUP INC COM Financial Services 470.0 $418K 0.08% +3.0 +0.6% $890.20 +4.1%
46 PG PROCTER & GAMBLE CO COM Consumer Defensive 2,910.0 $418K 0.08% -968.0 -25.0% $143.60 -1.3%
47 GILD GILEAD SCIENCES INC COM Healthcare 3,000.0 $417K 0.08% $139.03 -7.4%
48 IVV ISHARES CORE S&P 500 ETF 590.0 $407K 0.08% $689.80 +7.0%
49 VLO VALERO ENERGY CORP COM Energy 1,678.0 $406K 0.08% +9.0 +0.5% $242.07 +5.9%
50 NOW SERVICENOW INC COM Technology 4,498.0 $401K 0.08% $89.06 +20.9%
51 CSCO CISCO SYS INC COM Technology 4,864.0 $401K 0.08% +74.0 +1.5% $82.35 +43.2%
52 COF CAPITAL ONE FINL CORP COM Financial Services 1,886.0 $373K 0.07% $197.58 -6.9%
53 DUK DUKE ENERGY CORP NEW COM NEW Utilities 2,627.0 $343K 0.07% $130.42 -5.6%
54 SHEL SHELL PLC SPON ADS Energy 3,598.0 $333K 0.07% $92.61 -4.9%
55 PYLD PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND 12,276.0 $325K 0.06% +4K +43.6% $26.50 -1.5%
56 KO COCA COLA CO COM Consumer Defensive 3,872.0 $296K 0.06% -548.0 -12.4% $76.40 +6.9%
57 BLK BLACKROCK INC COM Financial Services 289.0 $295K 0.06% +2.0 +0.7% $1022.00 +4.4%
58 JNJ JOHNSON & JOHNSON COM Healthcare 1,223.0 $291K 0.06% -256.0 -17.3% $237.97 -3.8%
59 WMB WILLIAMS COS INC COM Energy 4,012.0 $287K 0.06% -176.0 -4.2% $71.54 +8.0%
60 XEL XCEL ENERGY INC COM Utilities 3,498.0 $281K 0.06% +25.0 +0.7% $80.44 -2.6%
Page 3 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%