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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 4 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BAC BANK OF AMER CORP COM Financial Services 5,167.0 $276K 0.05% -350.0 -6.3% $53.35 -6.7%
62 QCOM QUALCOMM INC COM Technology 2,027.0 $266K 0.05% +12.0 +0.6% $131.23 +53.5%
63 IBM INTERNATIONAL BUSINESS MACHS COM Technology 1,117.0 $266K 0.05% +7.0 +0.6% $237.84 -7.8%
64 LRCX LAM RESEARCH CORP COM NEW Technology 930.0 $249K 0.05% $267.37 +6.5%
65 SHOP SHOPIFY INC CL A SUB VTG SHS Technology 2,125.0 $244K 0.05% -542.0 -20.3% $114.97 -12.8%
66 MO ALTRIA GROUP INC COM Consumer Defensive 3,648.0 $244K 0.05% $66.81 +9.4%
67 WDAY WORKDAY INC CL A Technology 1,878.0 $225K 0.04% $119.92 +4.2%
68 MDGL MADRIGAL PHARMACEUTICALS INC COM Healthcare 424.0 $223K 0.04% $525.67 -0.4%
69 AEM AGNICO EAGLE MINES LTD COM Basic Materials 1,000.0 $217K 0.04% $217.38 -17.6%
70 MEG MONTROSE ENVIRONMENTAL GROUP I COM Industrials 10,000.0 $215K 0.04% $21.48 -25.9%
71 EFA ISHARES MSCI EAFE ETF 2,040.0 $210K 0.04% $102.81 -0.1%
72 PEP PEPSICO INC COM Consumer Defensive 1,279.0 $199K 0.04% $155.83 -4.3%
73 BERKSHIRE HATHAWAY INC DEL CL B NEW 378.0 $182K 0.04% -14.0 -3.6% $480.19
74 ROP ROPER TECHNOLOGIES INC COM Industrials 508.0 $181K 0.04% $356.32 -9.9%
75 DAL DELTA AIR LINES INC COM NEW Industrials 2,612.0 $175K 0.03% $67.04 +4.8%
76 CRM SALESFORCE INC COM Technology 966.0 $167K 0.03% $172.90 +0.4%
77 RTX RTX CORPORATION COM Industrials 810.0 $163K 0.03% $201.32 -15.0%
78 NOC NORTHROP GRUMMAN CORP COM Industrials 234.0 $159K 0.03% -9.0 -3.7% $679.86 -20.5%
79 MS MORGAN STANLEY COM NEW Financial Services 821.0 $149K 0.03% +5.0 +0.6% $181.21 +6.2%
80 TSLA TESLA INC COM Consumer Cyclical 416.0 $147K 0.03% $352.42 +19.8%
Page 4 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%