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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $513M AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 5 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 LOW LOWES COS INC COM Consumer Cyclical 592.0 $146K 0.03% $247.12 -11.8%
82 OKLO OKLO INC COM CL A Utilities 2,700.0 $146K 0.03% $53.94 +8.6%
83 T AT&T INC COM Communication Services 5,674.0 $145K 0.03% -130.0 -2.2% $25.61 -4.6%
84 EA ELECTRONIC ARTS INC COM Communication Services 679.0 $138K 0.03% $202.66 -0.8%
85 AMGN AMGEN INC COM Healthcare 383.0 $134K 0.03% +2.0 +0.5% $350.23 -5.6%
86 ETN EATON CORP PLC SHS Industrials 330.0 $133K 0.03% $403.36 -5.3%
87 UBER UBER TECHNOLOGIES INC COM Technology 1,837.0 $133K 0.03% +336.0 +22.4% $72.34 +3.8%
88 DIS DISNEY WALT CO COM Communication Services 1,275.0 $129K 0.03% -58.0 -4.3% $101.22 +2.7%
89 CMI CUMMINS INC COM Industrials 205.0 $127K 0.03% $617.41 +6.8%
90 HON HONEYWELL INTL INC COM Industrials 533.0 $124K 0.02% $233.54 -7.0%
91 PEY INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF 5,751.0 $124K 0.02% -3K -32.6% $21.60 +0.8%
92 VUG VANGUARD GROWTH ETF 261.0 $122K 0.02% +10.0 +4.0% $467.85 -81.6%
93 IBIT ISHARES BITCOIN TRUST ETF Financial Services 2,918.0 $121K 0.02% NEW $41.59 +4.6%
94 MRK MERCK & CO INC COM Healthcare 998.0 $120K 0.02% +6.0 +0.6% $120.19 -6.4%
95 C CITIGROUP INC COM NEW Financial Services 941.0 $119K 0.02% +18.0 +1.9% $126.29 -5.0%
96 WMT WALMART INC COM Consumer Defensive 951.0 $118K 0.02% $124.52 +7.1%
97 AJG GALLAGHER ARTHUR J & CO COM Financial Services 527.0 $117K 0.02% -147.0 -21.8% $222.50 -8.6%
98 AMP AMERIPRISE FINL INC COM Financial Services 257.0 $117K 0.02% $455.02 +1.9%
99 RY ROYAL BK CDA COM Financial Services 671.0 $117K 0.02% $173.67 +6.4%
100 AFL AFLAC INC COM Financial Services 1,039.0 $116K 0.02% +6.0 +0.6% $112.09 +5.6%
Page 5 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%